PW
Phillip R. Wight
LPL ENTERPRISE
ST LOUIS, MO 63141-6474
Some features on this profile are disabled
CRD#: 3177330
PW
Professional summary
Phillip R Wight, who also goes by Phillip Reese Wight, Phillip Rees Wight, is a registered financial advisor currently at LPL ENTERPRISE, LLC located in St Louis, Missouri.
Phillip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Phillip has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 55, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Phillip Reese Wight | Phillip Rees Wight
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 12/18/2024 - Rockford Farms - Owner - start date 01/01/2016 - Eolia, MO - 2 hrs/mth - investment related 2) 12/17/2024 - Dogs on Duty - Handler - Non-profit volunteer (not on board) - start date 07/01/2019 - Saint Peters, MO - 2hrs/mth 3) 10/03/2025-StlTopRides-Business Owner-Not inv related-At Wildwood, MO-Start date 10/01/2025-10hrs/mth-6hrs/mth during trading
CRS (Client Relationship Summary) - RIA
Click below to view Phillip R Wight's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Phillip R Wight's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474RIA
BD
CRD#: 8733
ST LOUIS, MO
Current
January 6, 2025 - Present
LPL ENTERPRISE, LLC
Office #1: 12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474RIA
BD
CRD#: 8733
ST LOUIS, MO
Past
July 13, 2021 - December 31, 2024
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
Chesterfield, MO
Past
July 12, 2021 - December 31, 2024
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
Chesterfield, MO
Past
January 31, 2020 - June 18, 2021
NYLIFE SECURITIES LLC
BD
CRD#: 5167
CREVE COEUR, MO
Past
March 19, 2019 - January 2, 2020
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
TOWN AND COUNTRY, MO
Past
March 12, 2019 - January 2, 2020
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
TOWN AND COUNTRY, MO
Past
August 4, 2014 - March 1, 2019
LARSON FINANCIAL GROUP, LLC
RIA
CRD#: 140599
CHESTERFIELD, MO
Past
August 1, 2014 - March 1, 2019
LARSON FINANCIAL SECURITIES, LLC
BD
CRD#: 152517
SAINT LOUIS, MO
Past
July 1, 2008 - June 19, 2014
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
ST. LOUIS, MO
Past
July 1, 2008 - June 19, 2014
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
ST. LOUIS, MO
Past
April 4, 2008 - July 2, 2008
WADDELL & REED
RIA
CRD#: 866
CREVE COEUR, MO
Past
April 4, 2008 - July 2, 2008
WADDELL & REED
BD
CRD#: 866
CREVE COEUR, MO
Past
April 27, 2005 - November 12, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
CHESTERFIELD, MO
Past
April 26, 2005 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 26, 2005 - November 12, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
CHESTERFIELD, MO
Past
November 29, 2004 - April 8, 2005
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
November 29, 2004 - April 8, 2005
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
May 24, 2000 - January 28, 2003
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(1/9/2025)
RR
Mississippi(9/17/2025)
RR
Missouri(1/6/2025)
IAR
Missouri(1/6/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/3/2002
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LE
LPL ENTERPRISE, LLC
APPALACHIAN INVESTMENT CORPORATION | LPLE | LPL ENTERPRISE, LLC | LPL ENTERPRISE | HARVEST FINANCIAL CORPORATION WILL DO INVESTMENT ADVISORY BUSINESS ONLY IN CALIFORNIA AS HARVEST ADVISORS | HARVEST FINANCIAL CORPORATION
CRD#: 8733 / SEC#: 801-130883, 8-26037
RIA
Registered Investment Advisory firm - SEC (8/7/2024 Approved)California
Registered Investment Advisory firm - SEC (11/29/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (4/1/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (4/7/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1055 Lpl Way, Fort Mill, SC 29715
Mailing Address
1055 Lpl Way, Fort Mill, SC 29715
Phone number
(704) 733-3300
Established
Delaware since 05/25/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
4,650
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LPL HOLDINGS, INC. | MANAGING MEMBER | |
| HORAN-ADAMS, KIRBY LEPAK | CHIEF EXECUTIVE OFFICER. PRESIDENT | 5097259 |
| MALFITANO, STEVEN THOMAS | PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER, FINOP | 3178848 |
| MORRISON, STEVEN PHILIP | SECRETARY | 4529345 |
| SHEEHAN, RICHARD STEVEN | SVP, CHIEF COMPLIANCE OFFICER | 3096567 |
Regulatory assets under management
| Total Number of Accounts | 114,002 |
| AUM (Assets Under Management) | $ 18,862,098,900 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/25/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LPL ENTERPRISE, LLC
CRD#: 8733St Louis, MO 63141-6474TRUST BUT VERIFY
Monitor Phillip Wight
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
