Wayne L. Casey

CASEY WEALTH MANAGEMENT

ORLAND PARK, IL 60462

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CRD#: 3177241

Professional summary

Wayne Lawrence Casey is a registered financial advisor currently at CASEY WEALTH MANAGEMENT, INC. located in Orland Park, Illinois.

Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Wayne has worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CASEY WEALTH MANAGEMENT,INC. 15614 S. HARLEM AVE. ORLAND PARK, IL 60462INVESTMENTS (RIA). 100% OWNER/PRESIDENT. APPROXIMATELY 40 HOURS PER WEEK. INDEPENDENT AGENT WITH VARIOUS COMPANIES

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Lawrence Casey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2002 - Present

CASEY WEALTH MANAGEMENT, INC.

Office #1: 15614 S. Harlem Avenue Unit E, Orland Park, IL 60462

RIA

CRD#: 124098

ORLAND PARK, IL

Past

November 2, 2009 - June 3, 2010

PARKLAND SECURITIES, LLC

CRD#: 115368

ORLAND PARK, IL

Past

January 29, 2002 - November 9, 2007

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

ORLAND PARK, IL

Past

May 30, 2000 - February 7, 2002

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 3, 1999 - June 21, 2000

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(2/28/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/17/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/2/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/3/2004

General Securities Principal Examination

Current Firm

CASEY WEALTH MANAGEMENT, INC.

CASEY WEALTH MANAGEMENT, INC. | WAYNE CASEY (DBA-PENSION SOLUTIONS, INC.) | PENSION SOLUTIONS INC. (DBA - CASEY WEALTH MANAGEMENT, INC.) | PENSION SOLUTIONS INC. | CASEY, WAYNE LAWRENCE

CRD#: 124098 / SEC#:

Illinois

Registered Investment Advisory firm - (2/28/2002 Approved)

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Contact information

Main Address

15614 S. Harlem Avenue Unit E, Orland Park, IL 60462

Mailing Address

Phone number

(708) 633-8200

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	343
AUM (Assets Under Management)	$ 39,000,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Wayne L. Casey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Lawrence Casey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CASEY WEALTH MANAGEMENT, INC.

PARKLAND SECURITIES, LLC

FIRST MIDWEST SECURITIES, INC.

CITIGROUP GLOBAL MARKETS INC.

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 3/17/1999

Series 7

Date: 3/2/1999

Series 24

Date: 4/3/2004

Current Firm

CASEY WEALTH MANAGEMENT, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CASEY WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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