Kola A. Agbaje
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kola Abdul Rahman Agbaje, who also goes by Kola Abdulrahman Agbaje, Kola Agbaje, was a registered financial professional .
Kola is a previously registered financial professional and started their career in finance in 1999. Kola had worked at 22 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2025 - October 30, 2025
SUTTER SECURITIES INCORPORATED
August 13, 2025 - October 30, 2025
BOUSTEAD SECURITIES, LLC
March 31, 2025 - September 8, 2025
DOMINARI SECURITIES LLC
February 3, 2022 - April 1, 2025
BOUSTEAD SECURITIES, LLC
May 9, 2021 - April 1, 2025
SUTTER SECURITIES INCORPORATED
May 1, 2018 - May 7, 2021
KATALYST SECURITIES LLC
September 28, 2016 - April 24, 2018
BENJAMIN & JEROLD BROKERAGE I, LLC
June 9, 2015 - September 28, 2016
WESTPARK CAPITAL, INC.
February 20, 2014 - June 16, 2015
WINDSOR STREET CAPITAL, LP
October 23, 2013 - March 7, 2014
NATIONAL SECURITIES CORPORATION
February 1, 2013 - August 27, 2013
NEWPORT COAST SECURITIES, INC.
April 11, 2012 - August 10, 2012
EKN FINANCIAL SERVICES INC.
September 28, 2010 - January 26, 2012
AEGIS CAPITAL CORP.
April 13, 2009 - September 28, 2010
BROOKSTONE SECURITIES, INC.
August 5, 2008 - April 13, 2009
JOHN THOMAS FINANCIAL
April 14, 2008 - August 13, 2008
SYNDICATED CAPITAL, INC.
June 22, 2007 - April 17, 2008
WEDBUSH SECURITIES INC.
May 31, 2005 - June 25, 2007
BROOKSTREET SECURITIES CORPORATION
May 28, 2003 - June 22, 2005
JOSEPH STEVENS & CO., INC.
July 9, 2002 - June 5, 2003
J.P. TURNER & COMPANY, L.L.C.
January 17, 2002 - July 8, 2002
W.A. CAPITAL MARKETS
August 20, 2001 - January 18, 2002
MORGAN STANLEY DW INC.
September 13, 2000 - March 14, 2001
SANDGRAIN SECURITIES LLC
January 27, 1999 - September 12, 2000
GLOBAL CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/26/1999
Corporate Securities Limited Representative ExaminationCurrent Firm
SUTTER SECURITIES INCORPORATED
CRD#: 30770 / SEC#: , 8-45158
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SUTTER SECURITIES GROUP INC (FORMERLY FINTECH GLOBAL MARKETS) | SHAREHOLDER | |
| BULL, ROBERT LEE IV | FINOP | 1521134 |
| CHOMATIL, NEHRU SUBRAMANIAN | CHIEF COMPLIANCE OFFICER | 2342004 |
| MALEY, ROBERT ANDREW | EXECUTIVE VICE PRESIDENT | 2442794 |
| MATTHEWS, GILBERT ELLIOTT | SR. MANAGING DIRECTOR, DIRECTOR, CHAIRMAN | |
| SMITH, LINCOLN JOSEPH JR | PRESIDENT, CEO | 2501422 |
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
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