Bretton W. Williams

SAXON FINANCIAL GROUP

Houston, TX 77027

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CRD#: 3177050

Professional summary

Bretton Wayne Williams, CFP®, who also goes by Brett Williams, is a registered financial advisor currently at SAXON FINANCIAL GROUP located in Houston, Texas.

Bretton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Bretton has worked at 6 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brett Williams

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. VILLAS OF HEMPSTEAD - HOUSTON, TX. SECRETARY/TREASURER OF HOME OWNERS ASSOCIATION. STARTED 11/26/12 TO PRESENT. 1 HOUR WEEKLY, 0 DURING TRADING HOURS. NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bretton Wayne Williams's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

February 19, 2021 - Present

SAXON FINANCIAL GROUP

Office #1: 1177 West Loop S Suite 1825, Houston, TX 77027

RIA

CRD#: 311687

Houston, TX

Past

June 22, 2009 - April 8, 2021

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

HOUSTON, TX

Past

June 18, 2009 - April 8, 2021

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

HOUSTON, TX

Past

January 1, 2008 - June 19, 2009

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HOUSTON, TX

Past

January 1, 2008 - June 19, 2009

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HOUSTON, TX

Past

September 24, 2002 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

HOUSTON, TX

Past

April 19, 2001 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

HOUSTON, TX

Past

November 15, 1999 - May 1, 2001

INVESCO CAPITAL MARKETS, INC.

CRD#: 6939

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAXON FINANCIAL GROUP

ERDIL FINANCIAL GROUP | SAXON INTERESTS, INC. | SAXON FINANCIAL GROUP | LOVE FINANCIAL GROUP

CRD#: 311687 / SEC#: 801-120283

RIA

Registered Investment Advisory firm - (2/9/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(2/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/23/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/1/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/22/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/29/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/15/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/12/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SAXON FINANCIAL GROUP

ERDIL FINANCIAL GROUP | SAXON INTERESTS, INC. | SAXON FINANCIAL GROUP | LOVE FINANCIAL GROUP

CRD#: 311687 / SEC#: 801-120283

RIA

Registered Investment Advisory firm - (2/9/2021 Approved)

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Contact information

Main Address

1177 West Loop S Suite 1825, Houston, TX 77027

Mailing Address

Phone number

(713) 425-5340

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAXON FINANCIAL GROUP DISCLOSURE BROCHURE (9/30/2025)

Regulatory assets under management

Total Number of Accounts	1,713
AUM (Assets Under Management)	$ 616,477,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bretton W. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bretton Wayne Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

INVESCO CAPITAL MARKETS, INC.

Primary Firm SEC Registration

SAXON FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 9/23/2002

Series 63

Date: 10/1/1999

Series 7TO

Date: 3/22/2024

SIE

Date: 10/1/2018

Series 31

Date: 10/29/2009

Series 7

Date: 8/15/2000

Series 6

Date: 11/12/1999

Current Firm

SAXON FINANCIAL GROUP

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SAXON FINANCIAL GROUP

TRUST BUT VERIFY

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