Kyle R. Clemens
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kyle Ross Clemens, who also goes by Kyle R Clemens, Kyle Clemens, Kyle R Clemens, was a registered financial professional .
Kyle is a previously registered financial professional and started their career in finance in 1999. Kyle had worked at 10 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 55, Series 62 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2024 - February 20, 2025
ROBINHOOD FINANCIAL, LLC
September 1, 2023 - May 31, 2024
CHARLES SCHWAB & CO., INC.
October 5, 2022 - May 31, 2024
CHARLES SCHWAB & CO., INC.
February 24, 2022 - October 14, 2022
TD AMERITRADE, INC.
February 24, 2022 - September 1, 2023
TD AMERITRADE, INC.
November 23, 2021 - January 10, 2022
FISHER INVESTMENTS
July 13, 2011 - August 19, 2013
TD AMERITRADE CLEARING, INC.
December 2, 2010 - December 15, 2011
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
December 2, 2010 - August 19, 2013
TD AMERITRADE, INC.
September 3, 2008 - September 24, 2021
TD AMERITRADE, INC.
January 7, 2008 - July 14, 2008
FIDELITY BROKERAGE SERVICES LLC
December 14, 2004 - November 26, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
November 4, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
November 4, 2004 - November 26, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
March 8, 1999 - October 27, 2004
ALLIED RESEARCH SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 5/15/2000
Limited Representative-Equity Trader ExamSeries 62
Date: 3/12/1999
Corporate Securities Limited Representative ExaminationSeries 11
Date: 3/5/1999
Assistant Representative-Order Processing Qualification ExamCurrent Firm
ROBINHOOD FINANCIAL, LLC
CRD#: 165998 / SEC#: , 8-69188
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROBINHOOD MARKETS, INC | 100% OWNER | |
| BILLINGS, MATTHEW JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 1915377 |
| CAVALLARO, ANTHONY JOSEPH | CHIEF COMPLIANCE OFFICER | 1607925 |
| GALVIN, SCOT SEAN | PRINCIPAL OPERATIONS OFFICER | 3226179 |
| KELATI, DANIEL T | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINOP | 3103432 |
| KOLLER, WALTER | CHIEF OPERATING OFFICER | 1932260 |
| QUIRK, STEVEN MARK | MANAGER | 2728768 |
| SUBRAMANIAN, SIVARAMAKRISHNAN | MANAGER | 7339479 |
Disclosures
| Regulatory Event | 55 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
