EC
Eugene M. Costello
LIFEMARK SECURITIES
Concord, OH 44060
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CRD#: 3177020
EC
Professional summary
Eugene Michael Costello is a registered financial professional currently at LIFEMARK SECURITIES CORP. located in Concord, Ohio.
Eugene is registered as a RR (Registered Representative) and started their career in finance in 1999. Eugene has worked at 2 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Eugene Michael Costello's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2018 - Present
LIFEMARK SECURITIES CORP.
Office #1: 6979 Chairmans Court, Concord, OH 44060RIA
BD
CRD#: 16204
Concord, OH
Past
February 26, 1999 - November 12, 2018
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
CONCORD, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/9/2024)
RR
Arizona(5/9/2024)
RR
California(5/9/2024)
RR
Colorado(5/9/2024)
RR
Connecticut(5/9/2024)
RR
District of Columbia(5/9/2024)
RR
Florida(5/9/2024)
RR
Georgia(5/9/2024)
RR
Idaho(5/9/2024)
RR
Illinois(5/9/2024)
RR
Indiana(5/9/2024)
RR
Kentucky(11/8/2018)
RR
Maryland(5/9/2024)
RR
Michigan(5/9/2024)
RR
Mississippi(5/9/2024)
RR
Missouri(1/2/2020)
RR
Montana(5/9/2024)
RR
New Jersey(5/9/2024)
RR
New York(5/9/2024)
RR
North Carolina(5/9/2024)
RR
Ohio(11/8/2018)
RR
Pennsylvania(5/9/2024)
RR
South Carolina(5/9/2024)
RR
Tennessee(11/8/2018)
RR
Texas(5/9/2024)
RR
Utah(5/9/2024)
RR
Virginia(5/9/2024)
RR
West Virginia(11/8/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LS
LIFEMARK SECURITIES CORP.
LIFEMARK SECURITIES | PROCORP SECURITIES INCORPORATED | LIFEMARK SECURITIES CORP.
CRD#: 16204 / SEC#: 801-68438, 8-33478
RIA
Registered Investment Advisory firm - SEC (10/17/2007 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information
Main Address
400 West Metro Park, Rochester, NY 14623
Mailing Address
400 West Metro Park, Rochester, NY 14623
Phone number
(585) 424-5672
Established
New York since 04/04/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
88
SEC notice filing (46 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KALINOWSKI, ANDREW JOSEPH | VP / BOARD MEMBER/SECRETARY | 263409 |
| MICCICHE, VINCENT JR | TREASURER/ FINOP/PFO/POO | 702149 |
| PRISCO, JAMES JOSEPH | CHIEF EXECUTIVE OFFICER/ CHIEF COMPLIANCE OFFICER | 2653402 |
| PRISCO, JAMES JOSEPH | PRESIDENT / BOARD MEMBER | 2653402 |
| GEORGIEV, ALEXANDRE JR. | CCO OF THE RIA / DIRECTOR OF OPERATIONS | 5307830 |
Regulatory assets under management
| Total Number of Accounts | 2,021 |
| AUM (Assets Under Management) | $ 461,475,636 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 3 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LIFEMARK SECURITIES CORP.
CRD#: 16204Concord, OH 44060TRUST BUT VERIFY
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