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Net Natividad

CRD# 3176444·Registered 1999 - 2019
Previously Registered: Being a previously registered professional could mean that Net is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Net Natividad, who also goes by Elenita Natividad Austria, Elenita Natividad, was a registered financial advisor. Net was a previously registered financial professional and started their career in finance 1999 - 2019. Net had worked at 5 firms and has passed the SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Elenita Natividad Austria, Elenita Natividad

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

S F SENTRY SECURITIES, INC.·CRD# 27432
BD
San Francisco, CA
May 24, 2013 - January 4, 2019
WELLS FARGO PRIME SERVICES, LLC·CRD# 133068
BD
New York, NY
April 22, 2009 - February 4, 2013
THINKEQUITY LLC·CRD# 44274
BD
San Francisco, CA
April 11, 2005 - April 21, 2009
EPLANNING SECURITIES, INC.·CRD# 46000
BD
Roseville, CA
January 11, 2000 - March 9, 2005
MAM SECURITIES, LLC·CRD# 41140
BD
San Francisco, CA
March 19, 1999 - April 29, 1999

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Current Firm

SF
S F SENTRY SECURITIES, INC.

MAGOWAN DIRICKSON SECURITIES | S F SENTRY SECURITIES, INC. | MAGOWAN DIRICKSON SECURITIES, INC.

CRD#: 27432 / SEC#: 8-43101
BD
Terminated by SEC on 07/26/2021

Contact Information

Established

California since 06/25/1990

Firm Type

Corporation

Fiscal Year End

May

Documents

Direct owners and executive officers

NamePositionCRD#
DIRICKSON, RICHARD EDWARD JRCHAIRMAN, CHIEF COMPLIANCE OFFICER68537
ROOT, LEON ARTHUR IIIPRESIDENT/FINOP2731496

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 1999About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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