Michael J. France
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael James France, who also goes by Michael James Butterworth, Michael Butterworth, was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1999. Michael had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 14, 2005 - March 15, 2005
TD WEALTH MANAGEMENT SERVICES INC.
February 14, 2005 - March 15, 2005
TD WEALTH MANAGEMENT SERVICES INC.
July 31, 2002 - February 16, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
July 30, 1999 - February 16, 2005
IDS LIFE INSURANCE COMPANY
July 30, 1999 - February 16, 2005
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD WEALTH MANAGEMENT SERVICES INC.
CRD#: 6940 / SEC#: , 8-26318
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TD BANK N.A. | OWNER | |
| DALEY, MARVIN | PRESIDENT / CHAIRMAN | 5609291 |
| KELM, CHRISTOPHER THOMAS | CHIEF OPERATIONS OFFICER | 1694572 |
| REILLY, JAMES, E | SECRETARY | |
| RUBINSOHN, MARC ALAN | FINOP/CFO/DIRECTOR | 4861057 |
| RYAN, GEOFF | ASSISTANT SECRETARY | |
| SANKOVIC, RUDY J | DIRECTOR | 5702802 |
| SPINELLI, RAYMOND THOMAS JR | SVP - HEAD OF SALES | 1676130 |
| STICKNEY, TIMOTHY LARRY | CHIEF COMPLIANCE OFFICER | 1340004 |
| WHALEN, MICHELE MARIE | DIRECTOR | 1682225 |
| WHITEHEAD, PAUL C | DIRECTOR | 5702803 |
| WHYTE, KEVIN J | DIRECTOR | 5702806 |
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
