Robert J. Palmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert James Palmer, who also goes by Jamie Palmer, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1999. Robert had worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2022 - November 30, 2023
EP WEALTH ADVISORS
April 21, 2003 - April 21, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
April 21, 2003 - July 3, 2006
IDS LIFE INSURANCE COMPANY
April 21, 2003 - April 21, 2009
AMERIPRISE FINANCIAL SERVICES, LLC
April 10, 2002 - October 23, 2002
CHASE INVESTMENT SERVICES CORP.
May 5, 1999 - October 23, 2002
CHASE INVESTMENT SERVICES CORP.
March 3, 1999 - May 4, 1999
IDS LIFE INSURANCE COMPANY
March 3, 1999 - May 4, 1999
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
EP WEALTH ADVISORS
CRD#: 111147 / SEC#: 801-29358
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EP WEALTH ADVISORS
CRD#: 111147 / SEC#: 801-29358
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 49,167 |
| AUM (Assets Under Management) | $ 35,570,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
