Marc E. Ronan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Edward Ronan was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2001. Marc had worked at 6 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2011 - February 14, 2013
USAA FINANCIAL PLANNING SERVICES
March 7, 2011 - February 14, 2013
USAA FINANCIAL ADVISORS, INC.
November 5, 2010 - February 15, 2011
NEWBRIDGE SECURITIES CORPORATION
June 22, 2007 - October 25, 2010
DEWAAY FINANCIAL NETWORK, LLC
August 5, 2002 - June 15, 2007
ASSOCIATED SECURITIES CORP.
April 4, 2001 - July 11, 2002
LPL FINANCIAL LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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