Stephen B. Valley
Professional summary
Stephen Barton Valley, CFA, who also goes by Bart Valley, is a registered financial advisor currently at MORRIS FINANCIAL CONCEPTS, INC. located in Mount Pleasant, South Carolina.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Stephen has worked at 4 firms and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Barton Valley's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2020 - Present
MORRIS FINANCIAL CONCEPTS, INC.
Office #1: 409 Coleman Blvd, Ste 100, Mount Pleasant, SC 29464-5318July 5, 2005 - September 30, 2011
ABACUS PLANNING GROUP, INC.
June 15, 2002 - January 3, 2003
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
February 17, 2000 - June 15, 2002
CAPTRUST FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
MORRIS FINANCIAL CONCEPTS, INC.
CRD#: 114862 / SEC#: 801-60830
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/13/2020)
Exams
Current Firm
MORRIS FINANCIAL CONCEPTS, INC.
CRD#: 114862 / SEC#: 801-60830
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 929 |
| AUM (Assets Under Management) | $ 469,144,238 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/20/2025 | ||
| 07/17/2024 | ||
| 08/25/2023 | ||
| 12/20/2022 |
Red Flags
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