Jason A. Frede

HASLET ADVISORS

Los Angeles, CA

Some features on this profile are disabled

CRD#: 3175775

Professional summary

Jason Alexander Frede, CFP® is a registered financial advisor currently at HASLET ADVISORS, LLC located in Los Angeles, California.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Jason has worked at 3 firms and has passed the Series 65, Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TACONY INVESTMENT PARTNERSHIP, L.P.; INVESTMENT-RELATED; 100 OVERLOOK CTR., 2ND FLOOR PRINCETON NJ 08540; INVESTMENT PARTNERSHIP; MANAGING MEMBER; 12/31/2000; 10 HOURS PER MONTH; LESS THAN 2 HOURS PER MONTH DURING SECURITIES TRADING HOURS; ASSISTS IN COMPLETING AN ANNUAL INDEPENDENT AUDIT AND PROVIDES ACCOUNTING/VALUATION AND INVESTOR SUPPORT. TRUMBMULL ADVISORS, LLC; INVESTMENT-RELATED; 100 OVERLOOK CTR. 2ND FLOOR, PRINCETON NJ 08540; TRUMBULL ADVISORS IS THE ADMINISTRATIVE ENTITY WHOSE PURPOSE IS TO ASSIST IN BACK OFFICE AND GENERAL OPERATIONS OF TACONY INVESTMENT PARTNERSHIP, LP; MANAGING MEMBER; MANAGING MEMBER; 12/31/2000; 10 HOURS PER MONTH (via TACONY INVESTMENT PARTNERSHIP SINCE TRUMBULL ADVISORS IS A PASS-THROUGH ENTITY); LESS THAN 2 HOURS PER MONTH DURING SECURITIES TRADING HOURS (via TACONY INVESTMENT PARTNERSHIP SINCE TRUMBULL ADVISORS IS A PASS-THROUGH ENTITY); TRUMBULL IS THE GENERAL PARTNER OF TACONY INVESTMENT PARTNERSHIP, LP; NO DUTIES FOR TRUMBULL ADVISORS, LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Alexander Frede's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 14, 2012 - Present

HASLET ADVISORS, LLC

RIA

CRD#: 166034

Los Angeles, CA

Past

November 10, 2008 - December 31, 2010

HASLET ADVISORS, LLC

RIA

CRD#: 148113

LAWRENCEVILLE, NJ

Past

March 9, 1999 - January 10, 2001

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/12/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/3/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/18/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/8/1999

General Securities Representative Examination

Current Firm

HASLET ADVISORS, LLC

CRD#: 166034 / SEC#:

California

Registered Investment Advisory firm - (2/12/2020 Approved)

New Jersey

Registered Investment Advisory firm - (3/5/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Los Angeles, CA

Mailing Address

Phone number

(609) 896-4140

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	20
AUM (Assets Under Management)	$ 19,836,499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jason A. Frede

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Alexander Frede's CRS (Customer Relationship Summary).

Certified licenses

Experience

HASLET ADVISORS, LLC

HASLET ADVISORS, LLC

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/3/2008

Series 66

Date: 3/18/1999

Series 7

Date: 3/8/1999

Current Firm

HASLET ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HASLET ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors