David J. Reindel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Reindel, who also goes by Dave Reindel, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1999. David had worked at 13 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 4, 2010 - December 31, 2020
REINDEL & REINDEL ADVISORY SOLUTIONS, LLC
September 22, 2009 - May 20, 2010
BROKER DEALER FINANCIAL SERVICES CORP.
July 13, 2009 - May 20, 2010
INVESTMENT ADVISORS CORP
October 16, 2008 - April 28, 2009
AVENTURA CAPITAL MANAGEMENT, LLC
August 1, 2007 - July 21, 2008
BROOKSTONE CAPITAL MANAGEMENT LLC
September 29, 2006 - August 6, 2007
KCD FINANCIAL, INC.
July 18, 2006 - August 6, 2007
KCD FINANCIAL, INC.
January 12, 2006 - July 21, 2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 5, 2006 - July 21, 2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
June 29, 2004 - July 26, 2004
USA FINANCIAL SECURITIES LLC
June 4, 2004 - July 26, 2004
USA FINANCIAL SECURITIES LLC
January 21, 2004 - April 28, 2004
NSA SECURITIES CORPORATION
February 26, 2003 - January 21, 2004
OSAIC FS, INC.
July 8, 2000 - January 21, 2004
OSAIC FS, INC.
January 3, 2000 - February 27, 2003
POLARIS ADVISORY SERVICES INC
July 22, 1999 - July 8, 2000
POLARIS FINANCIAL SERVICES, INC.
February 18, 1999 - August 18, 1999
INVESTORS CAPITAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REINDEL & REINDEL ADVISORY SOLUTIONS, LLC
CRD#: 154948 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
