Neil D. Azous

RAREVIEW CAPITAL LLC

LAS VEGAS, NV 89135

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CRD#: 3175639

Professional summary

Neil David Azous is a registered financial advisor currently at RAREVIEW CAPITAL LLC located in Las Vegas, Nevada.

Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Neil has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

OBA #1: RAREVIEW MACRO,LLC;1980 FESTIVAL PLAZA DRIVE SUITE 300; LAS VEGAS, NV 89135;INVESTMENT RELATED;POSITION:MANAGING MEMBER;START DATE: 5-14-13;40-80 HRS PER MO;20-40HRS PER MO DURING TRADING HRS;DUTIES:WRITER/PUBLISHER OF MORNING MARKET RELATED NEWSLETTER. OBA #2: Rareview Capital LLC;Investment related; 1980 Festival Plaza Drive Suite 300; Las Vegas, NV 89135;Unaffiliated-Independent RIA;CEO&CIO/Founder & Managing Member /self; Start June 9, 2016; Approx. 120+ hrs.monthly; Approx. 120+hrs monthly during trading hrs; Duties-Oversee day-to-day operations & investment activities related to managed account, alternative, and registered investment companies (e.g. ETFs) products

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil David Azous's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 29, 2016 - Present

RAREVIEW CAPITAL LLC

Office #1: 10785 W. Twain Avenue Suite 210, Las Vegas, NV 89135

RIA

CRD#: 284474

LAS VEGAS, NV

Past

June 4, 2013 - August 30, 2016

MISCHLER FINANCIAL GROUP, INC.

CRD#: 37818

STAMFORD, CT

Past

April 15, 2008 - May 1, 2013

NAVIGATE ADVISORS

CRD#: 128143

STAMFORD, CT

Past

January 5, 2004 - April 7, 2008

UBS SECURITIES LLC

CRD#: 7654

STAMFORD, CT

Past

January 17, 2003 - January 9, 2004

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

July 17, 2001 - January 17, 2003

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

March 17, 2000 - March 27, 2001

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RAREVIEW CAPITAL LLC

CRD#: 284474 / SEC#: 801-108100

RIA

Registered Investment Advisory firm - (7/11/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(12/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/29/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/12/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/30/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/1/2006

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 3

Date: 2/23/2004

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/16/2000

General Securities Representative Examination

Current Firm

RAREVIEW CAPITAL LLC

CRD#: 284474 / SEC#: 801-108100

RIA

Registered Investment Advisory firm - (7/11/2016 Approved)

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Contact information

Main Address

10785 W. Twain Avenue Suite 210, Las Vegas, NV 89135

Mailing Address

Phone number

(212) 475-8664

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAREVIEW CAPITAL LLC - FORM ADV PART 2A (3/27/2025)

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 423,701,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Neil D. Azous

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neil David Azous's CRS (Customer Relationship Summary).

Certified licenses

Experience

MISCHLER FINANCIAL GROUP, INC.

NAVIGATE ADVISORS

UBS SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

PERSHING LLC

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

RAREVIEW CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/29/2016

Series 63

Date: 12/12/2000

SIE

Date: 8/30/2016

Series 55

Date: 4/1/2006

Series 3

Date: 2/23/2004

Series 7

Date: 3/16/2000

Current Firm

RAREVIEW CAPITAL LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

RAREVIEW CAPITAL LLC

TRUST BUT VERIFY

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