MW
Mary P. Wesche
FORUM FINANCIAL MANAGEMENT, LP
LOMBARD, IL 60148
Some features on this profile are disabled
CRD#: 3175592
MW
Professional summary
Mary Patricia Wesche, CFP®, who also goes by Mary Patricia Hartnett, Mary Pat Wesche, is a registered financial advisor currently at FORUM FINANCIAL MANAGEMENT, LP located in Lombard, Illinois.
Mary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Mary has worked at 4 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mary Patricia Hartnett | Mary Pat Wesche
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Sole Proprietor; Not investment-related; 33 Somerset Circle, Wheaton, IL 60189; Insurance; Insurance broker; 1/1999; 40 hours/month devoted; 20 hours during securities trading hours; Insurance broker. 2) Student Excellence Foundation; Not investment-related; P.O. Box 253, Wheaton, IL 60187; Foundation for educational enrichment programs for CUSD 200; 06/2025; Less than 5 hours per month; 0 hours during securities trading hours; Attend board meetings, participate in volunteer opportunities and advise the finance committee with budget planning and reporting. 3) Dupage Foundation; Not investment-related; 3000 Woodcreek Drive, Suite 310, Downers Grove, IL 60515; Community Foundation; Audit Committee Member; 2020; Less than 5 hours per month; Less than 5 hours during securities trading hours; Periodically attend meetings to discuss audit planning, audit proposal, a review the audit report, as well as perform an annual internal audit of statements. 4) Dupage PADS; Not investment-related; 601 W Liberty Dr., Wheaton, IL 60187; Non-profit organization dedicated to ending homelessness in Dupage County; Finance Committee Member; 2016; Less than 5 hours per month; Less than 5 hours during securities trading hours; Review internal financials prepared by Forum Tax & Accounting Services LLC and explain trends to the finance committee. 5) 7 Guys Office Condo LLC; Not investment-related; 1900 S. Highland Ave. Suite 100 Lombard, IL 60148; Real estate entity owning office condominiums; Manager; 2010; Less than 5 hours per month; Less than 5 hours during securities trading hours; No direct activities, real estate investment. 6) Forum Tax & Accounting Services, LLC; Not investment-related; 1900 S. Highland Ave. Suite 100 Lombard, IL 60148; Tax and Accounting; Independent Contractor; 01/2023; 20 hours per month; 20 hours during securities trading hours; Prepare tax returns.
CRS (Client Relationship Summary) - RIA
Click below to view Mary Patricia Wesche's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
March 12, 2009 - Present
FORUM FINANCIAL MANAGEMENT, LP
Office #1: 1900 South Highland Avenue Suite 100, Lombard, IL 60148RIA
CRD#: 145706
LOMBARD, IL
Past
February 28, 2011 - October 3, 2011
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
LOMBARD, IL
Past
September 10, 2003 - December 31, 2009
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
LOMBARD, IL
Past
February 10, 1999 - March 1, 2011
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
LOMBARD, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL
CRD#: 145706 / SEC#: 801-69970
RIA
Registered Investment Advisory firm - (3/9/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(3/12/2009)
IAR
Texas(2/20/2024)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL
CRD#: 145706 / SEC#: 801-69970
RIA
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Contact information
Main Address
1900 South Highland Avenue Suite 100, Lombard, IL 60148
Mailing Address
Phone number
(630) 873-8520
Established
Firm type
Fiscal year end
# of Employees
140
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,456 |
| AUM (Assets Under Management) | $ 9,030,636,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/08/2025 | ||
| 12/20/2024 | ||
| 10/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
