Phillip N. Maisano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Nicholas Maisano was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 1981. Phillip had worked at 4 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 11, 2004 - December 12, 2019
EACM ADVISORS LLC
January 8, 1993 - November 11, 2004
EACM SECURITIES INC.
November 27, 1981 - October 15, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
November 27, 1981 - October 25, 1991
MONY SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
Series 1
Date: 9/24/1973
Registered Representative ExaminationCurrent Firm
EACM ADVISORS LLC
CRD#: 132057 / SEC#: 801-63284
Contact information
Red Flags
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