Leonard E. Spears
Professional summary
Leonard Edward Spears II, who also goes by Len Spears, is a registered financial professional currently at BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC located in New York, New York.
Leonard is registered as a RR (Registered Representative) and started their career in finance in 1999. Leonard has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Leonard Edward Spears II's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2023 - Present
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
Office #1: 225 Liberty Street 35th Floor, New York, NY 10281June 8, 2012 - September 1, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - September 1, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 3, 1999 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/3/2024)
(1/30/2025)
(1/30/2025)
(1/30/2025)
(9/13/2023)
(1/30/2025)
(1/30/2025)
(1/30/2025)
(1/30/2025)
(1/30/2025)
(9/13/2023)
(9/14/2023)
(1/30/2025)
(1/30/2025)
(9/13/2023)
(12/3/2024)
(1/30/2025)
(1/30/2025)
Exams
FINRA
Current Firm
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
CRD#: 313390 / SEC#: , 8-70722
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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