Trent W. Schneiter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Trent Whitford Schneiter was a registered financial advisor .
Trent is a previously registered financial advisor and started their career in finance in 1999. Trent had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2017 - August 22, 2018
ASCENDANT ALTERNATIVE STRATEGIES, LLC
May 29, 2013 - March 29, 2017
AXIOM CAPITAL MANAGEMENT, INC.
April 21, 2008 - February 25, 2013
WFG ADVISORS, LP
May 11, 2004 - February 25, 2013
WFG INVESTMENTS, INC.
March 1, 2001 - January 5, 2004
CAPIS
April 15, 1999 - December 20, 2000
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/27/2005
Limited Representative-Equity Trader ExamCurrent Firm
ASCENDANT ALTERNATIVE STRATEGIES, LLC
CRD#: 283881 / SEC#: , 8-69769
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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