Colin S. Welch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin Samuel Arthur Welch was a registered financial professional .
Colin is a previously registered financial professional and started their career in finance in 1999. Colin had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2014 - October 31, 2017
FINANCO SECURITIES, LLC
September 22, 2011 - March 5, 2014
FINSEC, LLC
December 11, 2008 - September 27, 2011
CREDIT SUISSE SECURITIES (USA) LLC
October 10, 2006 - October 20, 2008
LEHMAN BROTHERS INC.
May 1, 2001 - September 8, 2006
J.P. MORGAN SECURITIES INC.
July 24, 2000 - May 1, 2001
JPMSI
April 13, 1999 - March 17, 2000
BANC OF AMERICA SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
FINANCO SECURITIES, LLC
CRD#: 167221 / SEC#: , 8-69251
Contact information
Documents
Red Flags
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