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RM

Richard T. Murray

MIDWEST ADVISORS LLC
St. Louis, MO 63105
Some features on this profile are disabled
CRD#: 3175052
RM

Professional summary

Richard Temple Murray III is a registered financial advisor currently at MIDWEST ADVISORS LLC located in St. Louis, Missouri.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Richard has worked at 4 firms and has passed the Series 65, Series 87, Series 86 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Temple Murray III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 30, 2019 - Present

MIDWEST ADVISORS LLC

Office #1: 7733 Forsyth Blvd Suite 1350, St. Louis, MO 63105Office #2: 7733 Forsyth Blvd Suite 1100, Saint Louis, MO 63105
RIA
CRD#: 305137
St. Louis, MO
Past

February 13, 2013 - July 6, 2017

MIDWEST ADVISORS LLC

RIA
CRD#: 166569
ST. LOUIS, MO
Past

April 27, 2007 - November 1, 2010

HOVDE GROUP, LLC

BD
CRD#: 25425
WASHINGTON, DC
Past

March 12, 2001 - February 1, 2007

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Missouri
(8/30/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/27/2012
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 87
Date: 2/25/2005
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 86
Date: 2/18/2005
Research Analyst Exam - Part I Analysis Module
General Industry/Product Exam
RR
Series 7
Date: 3/9/2001
General Securities Representative Examination

Current Firm

MA
MIDWEST ADVISORS LLC
MIDWEST ADVISORS LLC

CRD#: 305137 / SEC#:

Missouri
Registered Investment Advisory firm - (8/28/2019 Approved)
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Contact information

Main Address
7733 Forsyth Blvd. Suite 1100, St. Louis, MO 63105
Mailing Address
Phone number
(314) 296-6210
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts12
AUM (Assets Under Management)$ 39,093,061

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MIDWEST ADVISORS LLC

CRD#: 305137St. Louis, MO 63105

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