Anthony L. Torricelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Louis Torricelli was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1999. Anthony had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2004 - June 17, 2005
GUNNALLEN FINANCIAL, INC
October 23, 2003 - November 13, 2003
GUNNALLEN FINANCIAL, INC
October 2, 2003 - October 27, 2003
AMERICAN CAPITAL PARTNERS, LLC
June 10, 2003 - June 11, 2003
CONTINENTAL BROKER-DEALER CORP.
February 14, 2003 - April 29, 2003
LLOYD, SCOTT & VALENTI, LTD.
July 10, 2002 - November 22, 2002
HARRISON SECURITIES, INC.
January 7, 2002 - August 9, 2002
EKN FINANCIAL SERVICES INC.
April 30, 1999 - March 8, 2002
LADENBURG CAPITAL MANAGEMENT INC.
March 23, 1999 - May 4, 1999
HD BROUS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GUNNALLEN FINANCIAL, INC
CRD#: 17609 / SEC#: , 8-35508
Contact information
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 13 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
