EO
Erik J. Oleary
PARK AVENUE SECURITIES LLC
BRAINTREE, MA 02184
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CRD#: 3174893
EO
Professional summary
Erik Joseph Oleary, who also goes by Erik Joseph O'leary, Erik J Oleary, Erik Joseph Oleary, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Braintree, Massachusetts.
Erik is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Erik has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erik Joseph O'leary | Erik J Oleary | Erik Joseph Oleary
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WEALTH MANAGEMENT RESOURCE GROUP POSITION: Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 200 START DATE: 08/03/2022 ADDRESS: 35 Braintree Hill Office Park, Suite 106, Braintree MA 02184, United States DESCRIPTION: DBA Firm name, "Wealth Management Resource Group."
CRS (Client Relationship Summary) - RIA
Click below to view Erik Joseph Oleary's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Erik Joseph Oleary's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2024 - Present
PARK AVENUE SECURITIES LLC
Office #1: 35 Braintree Hill Office Park Suite 106, Braintree, MA 02184RIA
BD
CRD#: 46173
BRAINTREE, MA
Current
November 25, 2024 - Present
PARK AVENUE SECURITIES LLC
Office #1: 35 Braintree Hill Office Park Suite 106, Braintree, MA 02184RIA
BD
CRD#: 46173
BRAINTREE, MA
Past
September 1, 2023 - November 27, 2024
OSAIC WEALTH, INC.
RIA
CRD#: 23131
NEEDHAM HEIGHTS, MA
Past
September 1, 2023 - November 27, 2024
OSAIC WEALTH, INC.
BD
CRD#: 23131
NEEDHAM HEIGHTS, MA
Past
August 2, 2022 - September 1, 2023
OSAIC SERVICES, INC.
RIA
CRD#: 133763
BRAINTREE, MA
Past
August 2, 2022 - September 1, 2023
OSAIC SERVICES, INC.
BD
CRD#: 133763
BRAINTREE, MA
Past
February 8, 2022 - August 19, 2022
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
Braintree, MA
Past
April 5, 2018 - August 19, 2022
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
Braintree, MA
Past
October 12, 2013 - January 19, 2018
NYLIFE SECURITIES LLC
BD
CRD#: 5167
WALTHAM, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(12/2/2024)
IAR
Florida(3/24/2025)
RR
Maine(11/27/2024)
RR
Massachusetts(11/26/2024)
IAR
Massachusetts(12/16/2024)
RR
New Hampshire(12/2/2024)
RR
North Carolina(12/2/2024)
IAR
North Carolina(1/21/2025)
RR
South Carolina(12/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/26/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Braintree, MA 02184TRUST BUT VERIFY
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