RK
Richard H. Kudler
GALLAGHER FIDUCIARY ADVISORS
Houston, TX 77027
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CRD#: 3174638
RK
Professional summary
Richard Howard Kudler, ChFC®, CLU® is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Houston, Texas and OSAIC WEALTH, INC. located in Houston, Texas.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Richard has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Gallagher Fiduciary Advisors Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Investment Consulting Position: Retirement Plan Consultant Start Date: 04/01/2022 Hours Per Month: 140 Hours Per Day: 6 Duties: Retirement plan consulting 2) Business Name: Gallagher Benefit Services Investment Related: Yes Address: 2850 Gold Road, Rolling Meadows, IL 60008 Nature: Retirement Plan Consulting Services Position: Retirement Plan Consultant Start Date: 05/06/2019 Hours Per Month: 40 Hours Per Day: 2 Duties: Retirement plan consulting 3) Business Name: Clear Falls Baseball Booster Club Investment Related: No Address: PO Box 67, Kemah, TX 77565 Nature of Business: Booster club to support the High School Baseball Team Position: Treasurer Start Date: 9/1/2021 Hours per month: 4 hours Hours per month during trading hours: 0 hours Duties: I track money coming in and out of the booster club's account.
CRS (Client Relationship Summary) - RIA
Click below to view Richard Howard Kudler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 16, 2022 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 1900 West Loop South, Ste 1600, Houston, TX, 77027RIA
CRD#: 146509
Houston, TX
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1900 W Loop South Ste 1600, Houston, TX 77027RIA
BD
CRD#: 23131
Houston, TX
Past
March 30, 2022 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Houston, TX
Past
June 18, 2019 - April 6, 2022
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
houston, TX
Past
June 18, 2019 - March 31, 2022
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
HOUSTON, TX
Past
July 1, 2015 - June 21, 2019
INNOVATION PARTNERS LLC
BD
CRD#: 146344
CHARLOTTE, NC
Past
June 15, 2015 - June 21, 2019
INNOVATION PARTNERS LLC
RIA
CRD#: 146344
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Idaho(8/23/2024)
RR
New Jersey(8/23/2024)
IAR
Texas(4/16/2022)
RR
Texas(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
