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Michael Joseph Paulk

CRD# 3174594·Registered 1999 - 2014
Previously Registered: Being a previously registered professional could mean that Michael is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Michael Joseph Paulk, who also goes by Michael Joeph Arrington, Michael J Paulk, was a registered financial advisor. Michael was a previously registered financial professional and started their career in finance 1999 - 2014. Michael had worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Joeph Arrington, Michael J Paulk

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

TUTTLE WEALTH MANAGEMENT, LLC·CRD# 123767
RIA
Raleigh, NC
January 29, 2013 - February 22, 2014
ACCESS FINANCIAL ADVISORY SERVICES, INC.·CRD# 149798
RIA
Raleigh, NC
April 17, 2009 - November 12, 2012
ARGENTUS SECURITIES, LLC·CRD# 45915
BD
Dallas, TX
October 21, 2008 - November 26, 2008
CAPITAL FINANCIAL SERVICES, INC.·CRD# 8408
BD
Raleigh, NC
October 3, 2007 - October 22, 2008
CAPITAL FINANCIAL SERVICES, INC.·CRD# 8408
RIA
Raleigh, NC
September 25, 2007 - October 22, 2008
FISHER INVESTMENTS·CRD# 107342
RIA
Raleigh, NC
September 19, 2006 - March 27, 2007
LEGACY FINANCIAL SERVICES, INC.·CRD# 38697
BD
Cary, NC
June 7, 2006 - August 30, 2006
LPL FINANCIAL LLC·CRD# 6413
BD
Apex, NC
January 24, 2006 - June 9, 2006
SYNERGY INVESTMENT GROUP, LLC·CRD# 46035
BD
Charlotte, NC
November 21, 2003 - February 1, 2006
CENTAURUS FINANCIAL, INC.·CRD# 30833
BD
Anaheim, CA
September 3, 2003 - December 17, 2003
EDWARD JONES·CRD# 250
BD
St. Louis, MO
July 17, 2002 - June 26, 2003
JBS LIBERTY SECURITIES, INC.·CRD# 36179
BD
Kannapolis, NC
July 31, 2001 - July 17, 2002
EDWARD JONES·CRD# 250
BD
St. Louis, MO
March 16, 1999 - July 31, 2001

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Current Firm

TW
TUTTLE WEALTH MANAGEMENT, LLC

KILBY WEALTH STRATEGIES, INC. | TUTTLE, MATTHEW | TUTTLE WEALTH MANAGEMENT, LLC | TUTTLE RETIREMENT SOLUTIONS | TUTTLE PENSION SOLUTIONS | TUTTLE MORTGAGE SOLUTIONS | TUTTLE INSURANCE SOLUTIONS | SENIOR RESOURCES | RETIREMENT SOLUTIONS

CRD#: 123767 / SEC#: 801-69443

Contact Information

Main Address

Riverside, CT

Documents

Latest Form ADV

Part 2 Brochures

TWM - WRAP FEE PROGRAM BROCHURE (MAY 2015) (3/31/2017)

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Sep 2006About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1999About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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