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RP

Raymond R. Prophater

PERSIUM ADVISORS
ATLANTA, GA 30328
Some features on this profile are disabled
CRD#: 3174547
RP

Professional summary

Raymond Russell Prophater III, who also goes by Trey Prophater III, is a registered financial advisor currently at PERSIUM ADVISORS, LLC located in Atlanta, Georgia.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Raymond has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Trey Prophater Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PARTNER OF NAVIX HOLDINGS, LLC WHICH DEVELOPES EXIT PLANNING TOOLS THAT ARE LEASED TO PERSIUM CONSULTING, LLC. LOCATED AT 2100 RIVEREDGE PARKWAY, SUITE 1230, ATLANTA, GA 30328. 2015. MR. PROPHATER DEVOTES LESS THAN 20 HRS/MONTH, ALL DURING TRADING HOURS, TO THE BUSINESS. NON-INVESTMENT RELATED. 2. PARTNER OF PERSIUM GROUP, LLC, WHICH WHOLLY OWNS PERSIUM CONSULTING, LLC. PERSIUM CONSULTING, LLC PROVIDES BUSINESS EXIT PLANNING CONSULTING SERVICES. LOCATED AT 2100 RIVEREDGE PARKWAY, SUITE 1230, ATLANTA, GA 30328. 2015. MR. PROPHATER DEVOTES 80 HRS/MONTH TO PERSIUM CONSULTING, LLC, ALL DURING TRADING HOURS. NON-INVESTMENT RELATED. 3. COMMITTEE MEMBER OF PERSIUM FIDUCIARY SERVICES, LLC, WHICH PROVIDES CO-TRUSTEE SERVICES AND IS WHOLLY OWNED BY PERSIUM GROUP, LLC. LOCATED AT 2100 RIVEREDGE PARKWAY, SUITE 1230, ATLANTA, GA 30328. 2024. MR. PROPHATER DEVOTES LESS THAN 10 HRS/MONTH TO PERSIUM FIDUCIARY SERVICES, LLC, ALL DURING TRADING HOURS. INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Russell Prophater III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2012 - Present

PERSIUM ADVISORS, LLC

Office #1: 2100 Riveredge Parkway Suite 760, Atlanta, GA 30328
RIA
CRD#: 128335
ATLANTA, GA
Past

May 13, 2003 - November 23, 2010

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
ATLANTA, GA
Past

December 10, 2002 - November 23, 2010

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA
Past

November 30, 2000 - November 1, 2002

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

November 30, 2000 - November 1, 2002

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

February 17, 1999 - September 14, 2000

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

February 17, 1999 - September 14, 2000

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PERSIUM ADVISORS, LLC
MADISON SERVICE & CONSULTATION, LLC | WHITE HORSE ADVISORS, LLC | RESOURCES FOR RETIREMENT, INC. | PERSIUM ADVISORS, LLC

CRD#: 128335 / SEC#: 801-71127

RIA
Registered Investment Advisory firm - (3/9/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Alabama
(1/8/2024)
IAR
Florida
(4/15/2024)
IAR
Georgia
(1/4/2012)
IAR
Texas
(1/12/2012)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/17/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/16/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 1/21/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/10/2002
General Securities Principal Examination

Current Firm

PA
PERSIUM ADVISORS, LLC
MADISON SERVICE & CONSULTATION, LLC | WHITE HORSE ADVISORS, LLC | RESOURCES FOR RETIREMENT, INC. | PERSIUM ADVISORS, LLC

CRD#: 128335 / SEC#: 801-71127

RIA
Registered Investment Advisory firm - (3/9/2010 Approved)
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Contact information

Main Address
2100 Riveredge Parkway Suite 1230, Atlanta, GA 30328
Mailing Address
Phone number
(678) 322-3000
Established
Firm type
Fiscal year end
# of Employees
11

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A - MAR 2025 (3/25/2025)

Regulatory assets under management

Total Number of Accounts421
AUM (Assets Under Management)$ 456,271,837

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
07/16/2025
Cover Page
Report
08/06/2024
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PERSIUM ADVISORS, LLC

CRD#: 128335Atlanta, GA 30328

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