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RK

Randall J. Kronour

KAPSTONE FINANCIAL ADVISORS LLC
LEBANON, OH 45036
Some features on this profile are disabled
CRD#: 3174513
RK

Professional summary

Randall Jay Kronour, who also goes by Randall Kronour, Randy Kronour, is a registered financial advisor currently at KAPSTONE FINANCIAL ADVISORS LLC located in Lebanon, Ohio.

Randall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Randall has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Randall Kronour | Randy Kronour

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Licensed insurance professional; same address; not investment-related; less than 10% of time. (2) SOLUTIONS CCRC, MENTAL HEALTH COUNSELING, NON-PROFIT, MEMBER BOARD OF DIRECTORS, LEBANON, OH, START 4-2006, 5 HRS PER MONTH, ZERO DURING TRADING HRS, NOT INVESTMENT RELATED...(2) COUNTRYSIDE YMCA, AN INDEPENDENT YMCA, BOARD CHAIRMAN, LEBANON, OH, START 1-2001, 10 HRS PER MONTH, ZERO DURING TRADING HRS, NOT INVESTMENT RELATED...(3) KAPSTONE FINANCIAL ADVISORS, D/B/A, SENIOR V.P., DAYTON, OH, START 1-2018, INVESTMENT RELATED...(4) NATIONAL INSURANCE CORPORATION, FIXED INSURANCE, AGENT, START 9-2020, 1 HR PER MONTH, ZERO DURING TRADING HRS, INVESTMENT RELATED.(5) RJK CONSULTING , SOLE OWNER, NON-INVESTMENT RELATED, ENTITY SETUP AS A PASS THROUGH ENTITY FOR ACCOUNTING PURPOSES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Randall Jay Kronour's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 28, 2022 - Present

KAPSTONE FINANCIAL ADVISORS LLC

Office #1: 212 N. Broadway Street, Lebanon, OH 45036
RIA
CRD#: 318885
LEBANON, OH
Past

September 18, 2020 - April 1, 2022

B. RILEY WEALTH ADVISORS, INC.

RIA
CRD#: 115927
DAYTON, OH
Past

September 13, 2020 - April 1, 2022

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
DAYTON, OH
Past

February 5, 2018 - September 17, 2020

UNITED ADVISORS SERVICES, LLC

RIA
CRD#: 150080
Dayton, OH
Past

January 19, 2018 - September 17, 2020

FSIC

BD
CRD#: 37813
Dayton, OH
Past

October 5, 2009 - January 24, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
DAYTON, OH
Past

October 5, 2009 - January 24, 2018

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
DAYTON, OH
Past

April 30, 2009 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA
CRD#: 5979
WASHINGTON TOWNSHIP, OH
Past

March 20, 2009 - October 5, 2009

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
WASHINGTON TOWNSHIP, OH
Past

February 27, 2006 - April 14, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
CENTERVILLE, OH
Past

February 17, 2006 - April 14, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
CENTERVILLE, OH
Past

March 2, 1999 - February 22, 2006

EDWARD JONES

BD
CRD#: 250
LEBANON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KAPSTONE FINANCIAL ADVISORS LLC
KAPSTONE FINANCIAL ADVISORS LLC

CRD#: 318885 / SEC#: 801-123348

RIA
Registered Investment Advisory firm - (8/11/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(3/28/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/28/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/3/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 6/7/2006
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/1/1999
General Securities Representative Examination

Current Firm

KF
KAPSTONE FINANCIAL ADVISORS LLC
KAPSTONE FINANCIAL ADVISORS LLC

CRD#: 318885 / SEC#: 801-123348

RIA
Registered Investment Advisory firm - (8/11/2022 Approved)
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Contact information

Main Address
212 N. Broadway Street, Lebanon, OH 45036
Mailing Address
Phone number
(937) 751-1000
Established
Firm type
Fiscal year end
# of Employees
5

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KAPSTONE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (1/31/2025)

Regulatory assets under management

Total Number of Accounts1,160
AUM (Assets Under Management)$ 271,490,221

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KAPSTONE FINANCIAL ADVISORS LLC

CRD#: 318885Lebanon, OH 45036

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