Young J. Seo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Young Jin Seo, who also goes by Henry Yj Seo, Young Jen Seo, was a registered financial professional .
Young is a previously registered financial professional and started their career in finance in 1999. Young had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2015 - December 8, 2022
KAYAN SECURITIES, INC.
February 11, 2013 - March 23, 2015
SH INVESTMENT & SECURITIES
September 17, 2009 - February 1, 2013
ACE DIVERSIFIED CAPITAL, INC.
July 27, 2009 - September 22, 2009
HANMI ASSET SECURITIES,INC.
August 1, 2006 - July 31, 2009
ETECH SECURITIES, INC.
April 22, 2004 - August 3, 2006
SH INVESTMENT & SECURITIES
March 20, 2003 - March 31, 2004
SH INVESTMENT & SECURITIES
February 26, 2003 - March 20, 2003
HANMI SECURITIES, INC.
May 12, 1999 - December 16, 2002
DAEHAN SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KAYAN SECURITIES, INC.
CRD#: 156175 / SEC#: , 8-68770
Contact information
FINRA licenses (3 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
