Dimitrios Aivaliotis

I-BANKERS SECURITIES

Boca Raton, FL 33432

Some features on this profile are disabled

CRD#: 3174376

Professional summary

Dimitrios Aivaliotis, who also goes by Jim Aivaliotis, is a registered financial professional currently at I-BANKERS SECURITIES, INC. located in Boca Raton, Florida.

Dimitrios is registered as a RR (Registered Representative) and started their career in finance in 1999. Dimitrios has worked at 19 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jim Aivaliotis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dimitrios Aivaliotis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 6, 2024 - Present

I-BANKERS SECURITIES, INC.

Office #1: 1200 N Federal Hwy Suite 215, Boca Raton, FL 33432Office #2: 1200 N Federal Hwy Suite 215, Boca Raton, FL 33432

CRD#: 41352

Boca Raton, FL

Past

November 11, 2022 - June 11, 2024

I-BANKERS DIRECT, LLC

CRD#: 167533

BOCA RATON, FL

Past

May 8, 2019 - July 25, 2022

PINNACLE INVESTMENTS, LLC

CRD#: 142910

BOCA RATON, FL

Past

May 9, 2016 - January 24, 2019

SW FINANCIAL

CRD#: 145012

MELVILLE, NY

Past

May 6, 2015 - October 9, 2015

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

BOCA RATON, FL

Past

March 25, 2015 - May 6, 2015

AVENIR FINANCIAL GROUP

CRD#: 148490

WELLINGTON, FL

Past

March 13, 2015 - March 20, 2015

SIXTEEN SECURITIES, INC.

CRD#: 104025

Melville, NY

Past

September 5, 2013 - March 13, 2015

BROOKVILLE CAPITAL PARTNERS

CRD#: 102380

MELVILLE, NY

Past

August 6, 2013 - September 5, 2013

DAWSON JAMES SECURITIES, INC.

CRD#: 130645

BOCA RATON, FL

Past

March 18, 2013 - August 6, 2013

BROOKVILLE CAPITAL PARTNERS

CRD#: 102380

MELVILLE, NY

Past

August 24, 2012 - March 15, 2013

HUNTER SCOTT FINANCIAL LLC.

CRD#: 45559

DELRAY BH, FL

Past

March 9, 2010 - August 24, 2012

BROOKVILLE CAPITAL PARTNERS

CRD#: 102380

UNIONDALE, NY

Past

July 8, 2009 - March 8, 2010

FIRST MIDWEST SECURITIES, INC.

CRD#: 21786

GARDEN CITY, NY

Past

May 22, 2006 - July 13, 2009

WHITAKER SECURITIES LLC

CRD#: 121465

NEW YORK, NY

Past

January 27, 2005 - June 5, 2006

GRANITE ASSOCIATES, INC

CRD#: 46682

MELVILLE, NY

Past

January 6, 2004 - July 23, 2004

GRANITE ASSOCIATES, INC

CRD#: 46682

DELRAY BEACH, FL

Past

April 28, 2003 - January 21, 2004

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

Past

January 7, 2002 - April 29, 2003

EKN FINANCIAL SERVICES INC.

CRD#: 113525

MELVILLE, NY

Past

March 27, 2001 - January 17, 2002

HARRISON SECURITIES, INC.

CRD#: 14103

PORT WASHINGTON, NY

Past

September 14, 2000 - March 27, 2001

LADENBURG CAPITAL MANAGEMENT INC.

CRD#: 14623

BETHPAGE, NY

Past

December 3, 1999 - September 14, 2000

M.S. FARRELL & COMPANY, INC.

CRD#: 24232

SYOSSET, NY

Past

September 1, 1999 - December 1, 1999

WHITEHALL WELLINGTON INVESTMENTS, INC.

CRD#: 38022

PORT WASHINGTON, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(2/14/2024)

Arizona
(2/27/2024)

Arkansas
(2/26/2024)

California
(2/13/2024)

Connecticut
(2/13/2024)

Florida
(2/14/2024)

Georgia
(2/15/2024)

Illinois
(2/27/2024)

Indiana
(3/6/2024)

Iowa
(6/17/2024)

Michigan
(6/2/2025)

Minnesota
(2/15/2024)

Mississippi
(2/14/2024)

Missouri
(8/21/2025)

Montana
(2/13/2024)

Nevada
(6/12/2024)

New Jersey
(2/14/2024)

New York
(3/14/2024)

North Carolina
(6/13/2024)

Ohio
(2/13/2024)

Pennsylvania
(6/13/2024)

South Carolina
(3/15/2024)

Texas
(2/14/2024)

Virginia
(1/15/2025)

Washington
(2/14/2024)

Wisconsin
(2/16/2024)

Exams

State Security Law Exam

Series 63

Date: 10/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/31/1999

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

I-BANKERS SECURITIES, INC.

I-BANKERS SECURITIES, INC. | MILLENNIUM FINANCIAL GROUP, INC. | IBS HOLDING CORPORATION

CRD#: 41352 / SEC#: , 8-49385

Broker-Dealer Firm Regulated by FINRA (Florida district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1200 N Federal Hwy Suite 215, Boca Raton, FL 33432

Mailing Address

1200 N Federal Hwy Suite 215, Boca Raton, FL 33432

Phone number

(817) 980-9034

Established

Texas since 06/06/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (49 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MCCRORY, JAMES MICHAEL	BOARD CHAIRMAN/OWNER	2366988
LEONARD, SHELLEY KAY	OWNER	2401474
FLORIANI, PAOLO ERMENEGILDO	SHAREHOLDER	2760686
LEVIN, ALAN BRUCE	CFO	3073530
MCCLOSKEY, MATTHEW JOSEPH	PRESIDENT/CEO	3035438
THAYER, LARRY DANIEL JR	CHIEF COMPLIANCE OFFICER	4598879

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Charles Fischer

RAYMOND JAMES & ASSOCIATES, INC.

IAR

Boca Raton, FL

John Fricker

EQUITABLE ADVISORS, LLC

IAR

Ft. Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dimitrios Aivaliotis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dimitrios Aivaliotis's CRS (Customer Relationship Summary).

Certified licenses

Experience

I-BANKERS DIRECT, LLC

PINNACLE INVESTMENTS, LLC

SW FINANCIAL

NEWBRIDGE SECURITIES CORPORATION

AVENIR FINANCIAL GROUP

SIXTEEN SECURITIES, INC.

BROOKVILLE CAPITAL PARTNERS

DAWSON JAMES SECURITIES, INC.

BROOKVILLE CAPITAL PARTNERS

HUNTER SCOTT FINANCIAL LLC.

BROOKVILLE CAPITAL PARTNERS

FIRST MIDWEST SECURITIES, INC.

WHITAKER SECURITIES LLC

GRANITE ASSOCIATES, INC

GRANITE ASSOCIATES, INC

CONTINENTAL BROKER-DEALER CORP.

EKN FINANCIAL SERVICES INC.

HARRISON SECURITIES, INC.

LADENBURG CAPITAL MANAGEMENT INC.

M.S. FARRELL & COMPANY, INC.

WHITEHALL WELLINGTON INVESTMENTS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/22/1999

SIE

Date: 10/1/2018

Series 7

Date: 8/31/1999

FINRA

Nasdaq Stock Market

Current Firm

I-BANKERS SECURITIES, INC.

Contact information

FINRA licenses (49 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

I-BANKERS SECURITIES, INC.

TRUST BUT VERIFY

Similar Advisors