JD
Jaime L. Desmond
LADENBURG THALMANN ASSET MANAGEMENT
NEW YORK, NY 10019
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CRD#: 3174096
JD
Professional summary
Jaime Lynn Desmond is a registered financial advisor currently at LADENBURG THALMANN ASSET MANAGEMENT INC located in New York, New York and BLACK DIAMOND FINANCIAL, LLC located in Nutley, New Jersey.
Jaime is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Jaime has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I will be dually registered with Ladenburg Asset Management as IAR and with Ladenburg Thalmann & Co Inc as a registered rep. 415 WEST 57TH ST ASSOCIATION; START DATE - 8/2011; TITLE- VP OF CO-OP BOARD; 1 HOUR PER MONTH; NO HOURS DEVOTED DURING SECURITIES TRADING HOURS; NO COMPENSATION; MEMBER OF COMMITTEE - AUTHORIZED SIGNATURE. Black Diamond Financial LLC; RIA ( Registered Investment Adviser ) / Subsidiary of Holding Company owned by Philip Blancato/ Jaime Desmond; President; 24 Joerge Ave. Nutley, NJ 07110; Affiliate of Ladenburg Thalmann & Co Inc and the Advisor Group Wealth Management Firms; Start date: 12/15/22; No more than 5hr , on average per week spent on Black Diamond business Silver Beach Association; PO Box #3, Normandy Beach NJ; Title: Social Chair; Planning events for Association/ No compensation; App 20 hrs per yr- 0 hrs during business hours; Start date: 1/1/24
CRS (Client Relationship Summary) - RIA
Click below to view Jaime Lynn Desmond's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 10, 2004 - Present
LADENBURG THALMANN ASSET MANAGEMENT INC
Office #1: 640 Fifth Avenue 4th Fl., New York, NY 10019RIA
CRD#: 108604
NEW YORK, NY
Current
April 12, 2023 - Present
BLACK DIAMOND FINANCIAL, LLC
RIA
CRD#: 314622
Nutley, NJ
Current
September 8, 2004 - Present
LADENBURG THALMANN & CO. INC.
Office #1: 640 5th Avenue 4th Floor, New York, NY 10019BD
CRD#: 505
New York, NY
Past
April 1, 2004 - August 24, 2004
POWELLJOHNSON
RIA
CRD#: 122956
NASHVILLE, TN
Past
April 25, 2003 - March 30, 2004
POWELLJOHNSON
RIA
CRD#: 122956
NASHVILLE, TN
Past
December 20, 2002 - August 24, 2004
POWELLJOHNSON
BD
CRD#: 122956
NASHVILLE, TN
Past
April 26, 2001 - October 31, 2002
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LT
LADENBURG THALMANN ASSET MANAGEMENT INC
GORDON WEALTH | THE CUNDY GROUP | THE BRESLIN GROUP | LADENBURG THALMANN ASSET MANAGEMENT INC
CRD#: 108604 / SEC#: 801-54909
RIA
Registered Investment Advisory firm - (10/16/1997 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(12/11/2019)
RR
District of Columbia(12/11/2019)
RR
Florida(11/25/2015)
IAR
Florida(11/9/2020)
RR
Georgia(5/13/2010)
IAR
Georgia(5/27/2020)
RR
Illinois(12/11/2019)
IAR
Illinois(6/10/2021)
RR
Kentucky(6/16/2023)
IAR
Kentucky(6/26/2023)
IAR
Louisiana(9/10/2004)
RR
Maryland(9/16/2022)
IAR
Maryland(9/16/2022)
IAR
Massachusetts(2/25/2020)
RR
Michigan(11/25/2015)
RR
Nebraska(11/24/2015)
IAR
Nevada(12/20/2019)
RR
New Jersey(1/24/2005)
IAR
New Jersey(1/3/2008)
RR
New York(9/8/2004)
IAR
New York(3/23/2021)
RR
North Carolina(12/11/2019)
IAR
North Carolina(6/8/2021)
RR
Pennsylvania(4/4/2005)
IAR
Pennsylvania(12/12/2019)
RR
Tennessee(11/25/2015)
RR
Vermont(11/25/2015)
IAR
Vermont(6/7/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
LT
LADENBURG THALMANN ASSET MANAGEMENT INC
GORDON WEALTH | THE CUNDY GROUP | THE BRESLIN GROUP | LADENBURG THALMANN ASSET MANAGEMENT INC
CRD#: 108604 / SEC#: 801-54909
RIA
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Contact information
Main Address
640 Fifth Avenue 4th Fl., New York, NY 10019
Mailing Address
Phone number
(800) 995-5267
Established
Firm type
Fiscal year end
# of Employees
33
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 3,334 |
| AUM (Assets Under Management) | $ 5,611,078,759 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
