Kimberly D. Tucker-knotts

KIM KNOTTS, RIA

Folsom, CA 95630

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CRD#: 3174055

Professional summary

Kimberly Diane Tucker-knotts, who also goes by Kimberly Diane Behl, Kimberly Behl, Kimberly Diane Knotts, Kimberly Knotts, Kimberly Diane Tucker, Kimberly Tucker, is a registered financial advisor currently at KIM KNOTTS, RIA located in Folsom, California.

Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kimberly has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SIERRA FOOTHILLS REAL ESTATE - MORTGAGE LENDING & REAL ESTATE SALES ACTIVITIES - OWNER - 101 PARKSHORE DR., STE 120 FOLSOM, CA 95630- 5-15 H/W; SIERRA FOOTHILLS TAX SERVICE - INCOME TAX PREPARATION, CONSULTING AND REVIEW - OWNER; SELF EMPLOYED INSURANCE AGENT - SELLING LIFE AND HEALTH PRODUCTS; SCF INVESTMENT ADVISORS - INVESTMENT ADVISOR REP;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Diane Tucker-knotts's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2018 - Present

KIM KNOTTS, RIA

Office #1: 101 Parkshore Drive Suite 100, Folsom, CA 95630

RIA

CRD#: 40395

FOLSOM, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/3/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/29/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/19/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/26/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/11/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/25/1999

General Securities Principal Examination

Current Firm

KIM KNOTTS, RIA

KIM KNOTTS RIA, LLC | TUCKER-KNOTTS, KIMBERLY DIANE | TUCKER-KNOTTS, KIMBERLEY DIANE | KNOTTS FINANCIAL WELLNESS CENTER | KIM KNOTTS, RIA

CRD#: 289830 / SEC#:

California

Registered Investment Advisory firm - (1/3/2018 Approved)

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Contact information

Main Address

101 Parkshore, Folsom, CA 95630

Mailing Address

Po Box 1196, Loomis, CA 95650

Phone number

(916) 932-2164

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 9,332,465

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kimberly D. Tucker-knotts

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Diane Tucker-knotts's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCF INVESTMENT ADVISORS, INC.

SCF SECURITIES, INC.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

QUESTAR ASSET MANAGEMENT, INC.

QUESTAR CAPITAL CORPORATION

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/29/2002

Series 63

Date: 2/19/1999

SIE

Date: 12/26/2017

Series 7

Date: 2/11/1999

Series 24

Date: 8/25/1999

Current Firm

KIM KNOTTS, RIA

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

KIM KNOTTS, RIA

TRUST BUT VERIFY

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