Senay T. Wayne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Senay T Wayne, who also goes by Wayne Senay, Senay T Wayne, Senay Tidem Wayne, was a registered financial professional .
Senay is a previously registered financial professional and started their career in finance in 2000. Senay had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2019 - March 18, 2020
T3 TRADING GROUP, LLC
May 8, 2018 - August 20, 2018
NATIONAL SECURITIES CORPORATION
March 29, 2016 - June 3, 2016
FIRST COMMAND BROKERAGE SERVICES, INC.
April 25, 2013 - June 26, 2014
NATIONAL SECURITIES CORPORATION
September 16, 2011 - November 10, 2011
J.P. TURNER & COMPANY, L.L.C.
March 14, 2011 - September 12, 2011
ECHOTRADE LLC
April 21, 2008 - August 17, 2010
CHASE INVESTMENT SERVICES CORP.
March 9, 2006 - June 29, 2006
MERCER CAPITAL LTD.
July 21, 2004 - April 21, 2005
CARLTON CAPITAL INC.
May 13, 2004 - July 23, 2004
HUNTER SCOTT FINANCIAL LLC.
June 4, 2003 - January 2, 2004
PARK CAPITAL SECURITIES, LLC
July 3, 2002 - October 23, 2002
INDIANAPOLIS SECURITIES, INC.
October 4, 2001 - May 22, 2002
J.P. TURNER & COMPANY, L.L.C.
April 13, 2001 - September 5, 2001
SPENCER CLARKE LLC
January 5, 2001 - April 9, 2001
SOLID ISG CAPITAL MARKETS, LLC
January 2, 2000 - January 31, 2001
DALTON KENT SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
