Clarence C. Boucher

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CRD#: 3173803

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Clarence Carter Boucher, who also goes by Carter Boucher, Clarnece Carter Boucher, was a registered financial professional .

Clarence is a previously registered financial professional and started their career in finance in 1999. Clarence had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Carter Boucher | Clarnece Carter Boucher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 7, 2006 - April 11, 2014

BCA PRIVATE WEALTH, INC.

RIA

CRD#: 140913

GREENVILLE, SC

Past

August 4, 2006 - March 28, 2014

TRIAD ADVISORS LLC

CRD#: 25803

GREENVILLE, SC

Past

March 19, 2003 - August 4, 2006

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

ANDERSON, SC

Past

June 18, 2002 - August 4, 2006

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

ANDERSON, SC

Past

May 18, 2000 - June 5, 2002

THE INVESTMENT CENTER, INC.

CRD#: 17839

BEDMINSTER, NJ

Past

February 24, 1999 - April 20, 2000

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

February 24, 1999 - April 20, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BCA PRIVATE WEALTH, INC.

BALLENTINE CAPITAL ADVISORS, INC. | BCA PRIVATE WEALTH, INC. | BALLENTINE FINANCIAL, INC. | BALLENTINE FINANCIAL SERVICES INC.

CRD#: 140913 / SEC#: 801-120268

RIA

Registered Investment Advisory firm - (2/5/2021 Approved)

North Carolina

Registered Investment Advisory firm - (2/10/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (2/9/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/9/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/27/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/11/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/1/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/4/2010

General Securities Principal Examination

Current Firm

BCA PRIVATE WEALTH, INC.

BALLENTINE CAPITAL ADVISORS, INC. | BCA PRIVATE WEALTH, INC. | BALLENTINE FINANCIAL, INC. | BALLENTINE FINANCIAL SERVICES INC.

CRD#: 140913 / SEC#: 801-120268

RIA

Registered Investment Advisory firm - (2/5/2021 Approved)

North Carolina

Registered Investment Advisory firm - (2/10/2021 Terminated)

South Carolina

Registered Investment Advisory firm - (2/9/2021 Terminated)

Texas

Registered Investment Advisory firm - (2/9/2021 Terminated)

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Contact information

Main Address

15 Halton Green Way, Greenville, SC 29607

Mailing Address

Phone number

(864) 322-6046

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BALLENTINE ADV PART 2A BROCHURE (5/20/2025)

Regulatory assets under management

Total Number of Accounts	1,267
AUM (Assets Under Management)	$ 262,273,904

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Clarence C. Boucher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRIAD ADVISORS LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

THE INVESTMENT CENTER, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BCA PRIVATE WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 2/27/2003

Series 63

Date: 2/11/1999

Series 7

Date: 2/1/1999

Series 24

Date: 6/4/2010

Current Firm

BCA PRIVATE WEALTH, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BCA PRIVATE WEALTH, INC.

TRUST BUT VERIFY

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