Kevin P. Fitzsimmons
Professional summary
Kevin Patrick Fitzsimmons, who also goes by Kevin P Fitzsimmons, is a registered financial advisor currently at SMITH SHELLNUT WILSON located in Manahawkin, New Jersey.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Kevin has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 86, Series 87, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Patrick Fitzsimmons's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2024 - Present
SMITH SHELLNUT WILSON
May 28, 2019 - January 16, 2024
D.A. DAVIDSON & CO.
January 16, 2018 - March 25, 2019
FIG PARTNERS, LLC
June 19, 2014 - June 9, 2017
HOVDE GROUP, LLC
April 29, 2003 - June 19, 2014
SANDLER, O'NEILL & PARTNERS, L.P.
March 2, 2001 - April 9, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 9, 1999 - November 9, 2000
CREDIT SUISSE SECURITIES (USA) LLC
Primary Firm SEC Registration
SMITH SHELLNUT WILSON
CRD#: 106235 / SEC#: 801-49071
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/9/2024)
Exams
Current Firm
SMITH SHELLNUT WILSON
CRD#: 106235 / SEC#: 801-49071
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 824 |
| AUM (Assets Under Management) | $ 8,022,382,580 |
Red Flags
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