Eugene Kurt Kim
Professional Summary
Eugene Kurt Kim, who also goes by E Kurt Kim, Eugene K. Kim, was a registered financial advisor. Eugene was a previously registered financial professional and started their career in finance 1999 - 2024. Eugene had worked at 1 firm and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
E Kurt Kim, Eugene K. Kim
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
PROMETHEAN CAPITAL GROUP LLC | PROMETHEAN INVESTMENT GROUP, INC.
Contact Information
Established
Delaware since 03/27/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| O'BRIEN, JAMES FRANCIS JR. | PRESIDENT, GENERAL SECURITIES PRINCIPAL, INVESMENT BANKING PRINCIPAL | 1962008 |
| KIM, EUGENE KURT | GENERAL SECURITIES PRINCIPAL,CHIEF COMPLIANCE OFFICER AND CFO, COMPLIANCE OFFICER, INVESTMENT BANKING PRINCIPAL | 3173613 |
| AHLFELD, JAMES B | FINANCIAL AND OPERATIONS PRINCIPAL, PRINCIPAL OPERATIONS OFFICER | 4955796 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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