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GG

Guy Gentile

CRD# 3173560·Registered 1999 - 2011
Previously Registered: Being a previously registered professional could mean that Guy is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Guy Gentile was a registered financial advisor. Guy was a previously registered financial professional and started their career in finance 1999 - 2011. Guy had worked at 3 firms and has passed the Series 63, Series 55, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

PROTRADE SECURITIES, LLC·CRD# 149536
BD
Carmel, NY
June 2, 2010 - October 31, 2011
SPEEDTRADER, INC·CRD# 107403
BD
Carmel, NY
April 23, 2001 - March 2, 2012
STOCK USA, INC.·CRD# 40687
BD
El Cajon, CA
November 12, 1999 - August 29, 2001

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Current Firm

PS
PROTRADE SECURITIES, LLC

PROTRADE SECURITIES, LLC | PROTRADE, LLC

CRD#: 149536 / SEC#: 8-68153
BD
Terminated by SEC on 01/03/2012

Contact Information

Established

Florida since 01/30/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
THE PROTRADE TRUSTCLASS A MEMBER—
GENTILE, GUYMANAGER—
MARINELLI, JOSEPH CHARLESFINOP / CFO1405445
PORZIO, MICHAEL JOHN IIICCO5744933

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1999About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Jan 2001

Series 7 — General Securities Representative Examination

Passed Nov 1999About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Feb 2002About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Nov 2000About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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