BS
Brad R. Small
THEPARTNERS WEALTH MANAGEMENT
Sinking Spring, PA 19608
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CRD#: 3173556
BS
Professional summary
Brad Richard Small is a registered financial advisor currently at THEPARTNERS WEALTH MANAGEMENT located in Sinking Spring, Pennsylvania.
Brad is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brad has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.SMALL STEPS MANAGEMENT GROUP LLC POSITION: Owner NATURE: Rental Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2006 ADDRESS: 1042 Columbia Avenue, Sinking Spring PA 19608, United States DESCRIPTION: Manage real estate. 2. BRAD SMALL POSITION: Agent NATURE: Insurance Related Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2005 ADDRESS: 1042 Columbia Avenue, Sinking Spring PA 19608, United States DESCRIPTION: Sales of life insurance and other insurance products. 3. Boy Scouts of America Hawk Mountain Council - Volunteer helping the youth and programs. Start date: 05/2013, Devotes 3-4 hrs. per month. 4. COACTIVE WEALTH STRATEGISTS LLC POSITION: Managing Partner NATURE: DBA - LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 11/09/2011 ADDRESS: 1042 Columbia Avenue, Sinking Spring PA 19608, United States DESCRIPTION: Processing of business done through Osaic and insurance companies, and other approved product sources. 5. SMALL STEPS SCHOLARSHIP FUND POSITION: Founder/Curator NATURE: This is a scholarship program that I started 24 years ago to recognize outstanding high school students moving on to higher education. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2001 ADDRESS: 1042 Columbia Avenue, Sinking Spring PA 19608, United States DESCRIPTION: Run the scholarship fundraising activities. The funds are managed by the Berks County Community Foundation. 6. SMALL STEPPING STONES, LLC POSITION: Owner NATURE: Real Estate - LLC INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 1042 Columbia Avenue, Sinking Spring PA 19608, United States DESCRIPTION: Maintaining and running the property. This is where our business office is located. 7. BOY SCOUTS OF AMERICA - SCOUTS BSA POSITION: Board Member NATURE: I am a board member of the Hawk Mtn Council of Scouts BSA. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2015 ADDRESS: 5027 Pottsville Pike, Reading PA 19605, United States DESCRIPTION: Volunteer helping the youth and programs 8. HYBRID FITNESS POSITION: Partner NATURE: This is a partnership between myself and Daniel Hannum. Dan is a 51% owner and I am 49%. Dan is a trainer who runs a gym out of the Pole Barn on my property. It is setup as an LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/28/2024 ADDRESS: 1042 Columbia Avenue, Sinking Spring PA 19608, United States DESCRIPTION: I assist with the paying of bills and decision making.
CRS (Client Relationship Summary) - RIA
Click below to view Brad Richard Small's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
THEPARTNERS WEALTH MANAGEMENT
Office #1: 1042 Columbia Ave., Sinking Spring, PA 19608RIA
CRD#: 314816
Sinking Spring, PA
Past
October 11, 2024 - April 2, 2025
OSAIC WEALTH, INC.
RIA
CRD#: 23131
sinking spring, PA
Past
October 11, 2024 - April 2, 2025
OSAIC WEALTH, INC.
BD
CRD#: 23131
sinking spring, PA
Past
December 23, 2011 - October 11, 2024
AMERICAN PORTFOLIOS ADVISORS, INC
RIA
CRD#: 112697
HOLBROOK, NY
Past
December 21, 2011 - October 11, 2024
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
BD
CRD#: 18487
sinking spring, PA
Past
July 28, 2011 - December 22, 2011
OSAIC FA, INC.
RIA
CRD#: 3978
READING, PA
Past
August 12, 2005 - April 5, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
August 12, 2005 - December 22, 2011
OSAIC FA, INC.
BD
CRD#: 3978
READING, PA
Past
July 1, 2002 - June 13, 2005
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
MINNEAPOLIS, MN
Past
January 18, 2000 - July 1, 2002
LUTHERAN BROTHERHOOD SECURITIES CORP.
BD
CRD#: 4205
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THEPARTNERS WEALTH MANAGEMENT
ADAPTIVE WEALTH MANAGEMENT | WORTH FINANCIAL SOLUTIONS | WILKINS WEALTH MANAGEMENT | TW SMITH PLANNING AND INVESTMENTS | TRIVELLONI ASSET MANAGEMENT | THEPARTNERS WEALTH MANAGEMENT | THEPARTNERS RETIREMENT AND BUSINESS SOLUTIONS | SUMMA CAPITAL MANAGEMENT | PREISS FINANCIAL LLC | PARTNERS WEALTH MANAGEMENT, LLC | OCEAN POINTE FINANCIAL SERVICES GROUP, LLC | KLYMAN FINANCIAL | COACTIVE WEALTH STRATEGISTS | CENTRAL COAST FINANCIAL MANAGEMENT, INC. | BIANCO WEALTH MANAGEMENT | ASH CREEK FINANCIAL ADVISORS
CRD#: 314816 / SEC#: 801-122637
RIA
Registered Investment Advisory firm - (11/8/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(6/6/2025)
IAR
Pennsylvania(3/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
TW
THEPARTNERS WEALTH MANAGEMENT
ADAPTIVE WEALTH MANAGEMENT | WORTH FINANCIAL SOLUTIONS | WILKINS WEALTH MANAGEMENT | TW SMITH PLANNING AND INVESTMENTS | TRIVELLONI ASSET MANAGEMENT | THEPARTNERS WEALTH MANAGEMENT | THEPARTNERS RETIREMENT AND BUSINESS SOLUTIONS | SUMMA CAPITAL MANAGEMENT | PREISS FINANCIAL LLC | PARTNERS WEALTH MANAGEMENT, LLC | OCEAN POINTE FINANCIAL SERVICES GROUP, LLC | KLYMAN FINANCIAL | COACTIVE WEALTH STRATEGISTS | CENTRAL COAST FINANCIAL MANAGEMENT, INC. | BIANCO WEALTH MANAGEMENT | ASH CREEK FINANCIAL ADVISORS
CRD#: 314816 / SEC#: 801-122637
RIA
Registered Investment Advisory firm - (11/8/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Nw Corner Ocean Avenue And Mission Street Second Level, Carmel By The Sea, CA 93921
Mailing Address
26 Miramonte Rd, Carmel Valley, CA 93924
Phone number
(800) 324-3010
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (23 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,304 |
| AUM (Assets Under Management) | $ 454,537,144 |
Red Flags
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Company Information
THEPARTNERS WEALTH MANAGEMENT
CRD#: 314816Sinking Spring, PA 19608TRUST BUT VERIFY
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