Mary O. Mahoney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary O'connell Mahoney, who also goes by Mary Oconnell Mahoney, was a registered financial professional .
Mary is a previously registered financial professional and started their career in finance in 1975. Mary had worked at 4 firms and has passed the Series 63, Series 7, Series 6, Series 22 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 6, 2005 - July 27, 2017
MGM LLC
March 6, 1995 - September 30, 2005
CETERA WEALTH SERVICES, LLC
January 9, 1987 - September 30, 2005
CETERA WEALTH SERVICES, LLC
December 3, 1984 - November 15, 1988
JOHN HANCOCK DISTRIBUTORS LLC
March 6, 1975 - January 17, 1978
PACIFIC SELECT DISTRIBUTORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/27/1975
Registered Representative ExaminationCurrent Firm
MGM LLC
CRD#: 136725 / SEC#: 801-64672
Contact information
Regulatory assets under management
| Total Number of Accounts | 261 |
| AUM (Assets Under Management) | $ 144,698,132 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
