Ryan M. Connors

NORTHCOAST RESEARCH PARTNERS

Huntingdon Valley, PA

Some features on this profile are disabled

CRD#: 3173346

Professional summary

Ryan Michael Connors is a registered financial advisor currently at NORTHCOAST RESEARCH PARTNERS, LLC located in Huntingdon Valley, Pennsylvania.

Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Ryan has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Saint Albert the Great Parish, 212 Welsh Road, Huntington Valley, PA 19006 - Religious Institution. Serves on the finance council, and engages in financial management activities for the parish. Spends approximately 1 hour per month on this activity, not during business hours. Investment-related. Since September 2015.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Connors's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Ryan Michael Connors's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2023 - Present

NORTHCOAST RESEARCH PARTNERS, LLC

RIA

CRD#: 149109

Huntingdon Valley, PA

Current

June 23, 2022 - Present

NORTHCOAST RESEARCH PARTNERS, LLC

Office #1: 1301 East Ninth Street Suite 1500, Cleveland, OH 44114

RIA

CRD#: 149109

Cleveland, OH

Past

January 6, 2015 - June 29, 2022

BOENNING & SCATTERGOOD, INC.

CRD#: 100

WEST CONSHOHOCKEN, PA

Past

March 24, 2010 - December 24, 2014

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

Past

April 17, 2006 - March 1, 2010

BOENNING & SCATTERGOOD, INC.

CRD#: 100

WEST CONSHOHOCKEN, PA

Past

December 5, 2005 - May 10, 2006

JANNEY MONTGOMERY SCOTT LLC

CRD#: 463

PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(5/18/2023)

Ohio
(5/18/2023)

IAR

Ohio
(6/23/2023)

Pennsylvania
(1/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/12/2023

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/19/2006

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 3/16/2006

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 3/8/2006

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 12/2/2005

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/22/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NORTHCOAST RESEARCH PARTNERS, LLC

CONTINUUM RESEARCH PARTNERS, LLC | NORTHCOAST RESEARCH PARTNERS, LLC

CRD#: 149109 / SEC#: , 8-68115

Ohio

Registered Investment Advisory firm - SEC (6/23/2023 Approved)

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1301 East Ninth Street 15th Floor, Cleveland, OH 44114

Mailing Address

1301 East Ninth Street 15th Floor, Cleveland, OH 44114

Phone number

(216) 468-6950

Established

Ohio since 10/29/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (21 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
NORTHCOAST RESEARCH HOLDINGS, LLC	SOLE MEMBER / PARENT
MEHTA, KARTIK	MANAGING OFFICER	3034087
RAFFA, SALVATORE ANTONINO	CHIEF FINANCIAL OFFICER	3213782
RIZZO, MARTIN PAUL	PRESIDENT AND CCO	1520499

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ryan M. Connors

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ryan Michael Connors's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Ryan Michael Connors's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHCOAST RESEARCH PARTNERS, LLC

BOENNING & SCATTERGOOD, INC.

JANNEY MONTGOMERY SCOTT LLC

BOENNING & SCATTERGOOD, INC.

JANNEY MONTGOMERY SCOTT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/12/2023

Series 63

Date: 1/19/2006

SIE

Date: 10/1/2018

Series 87

Date: 3/16/2006

Series 86

Date: 3/8/2006

Series 7

Date: 12/2/2005

Series 24

Date: 11/22/2019

FINRA

Current Firm

NORTHCOAST RESEARCH PARTNERS, LLC

Contact information

FINRA licenses (21 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

NORTHCOAST RESEARCH PARTNERS, LLC

TRUST BUT VERIFY

Similar Advisors