Coleman W. Pollard

STEELHEAD WEALTH MANAGEMENT

GLEN ALLEN, VA 23060

CRD#: 3173234

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Professional summary

Coleman Williams Pollard, CFP®, ChFC®, CLU® is a registered financial advisor currently at STEELHEAD WEALTH MANAGEMENT located in Glen Allen, Virginia.

Coleman is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Coleman has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Coleman Williams Pollard's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

February 2, 2026 - Present

STEELHEAD WEALTH MANAGEMENT

Office #1: 4121 Cox Rd Suite 102, Glen Allen, VA 23060

RIA

CRD#: 338410

GLEN ALLEN, VA

Past

November 17, 2025 - February 2, 2026

INVESTOR FAN

RIA

CRD#: 159301

Glen Allen, VA

Past

May 8, 2006 - September 14, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

RICHMOND, VA

Past

June 4, 1999 - January 1, 2002

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Past

June 4, 1999 - December 19, 2025

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(2/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/10/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/13/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/9/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/3/1999

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 2/23/2011

Investment Company Products/Variable Contracts Principal Examination

Current Firm

STEELHEAD WEALTH MANAGEMENT

STEELHEAD WEALTH MANAGEMENT | STEELHEAD WEALTH MANAGEMENT LLC

CRD#: 338410 / SEC#: 801-134675

RIA

Registered Investment Advisory firm - (11/14/2025 120-Day Approval)

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Contact information

Main Address

4121 Cox Rd Suite 102, Glen Allen, VA 23060

Mailing Address

Phone number

(804) 548-0781

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A_25-12-15 (12/12/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Coleman W. Pollard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Coleman Williams Pollard's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTOR FAN

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/10/2006

Series 63

Date: 5/13/1999

SIE

Date: 10/1/2018

Series 7

Date: 11/9/2000

Series 6

Date: 6/3/1999

Series 26

Date: 2/23/2011

Current Firm

STEELHEAD WEALTH MANAGEMENT

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

STEELHEAD WEALTH MANAGEMENT

TRUST BUT VERIFY

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