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AA

Anthony C. Abbey

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CRD#: 3173179
AA

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Anthony Chad Abbey, who also goes by Chad Abbey, was a registered financial professional .

Anthony is a previously registered financial professional and started their career in finance in 2000. Anthony had worked at 8 firms and has passed the Series 66 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Chad Abbey

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 19, 2011 - October 31, 2013

CENTERRE CAPITAL LLC

BD
CRD#: 148091
HOUSTON, TX
Past

July 5, 2007 - January 19, 2011

FIRST HEARTLAND CAPITAL, INC.

BD
CRD#: 32460
HOUSTON, TX
Past

March 21, 2006 - February 26, 2007

OSAIC FS, INC.

BD
CRD#: 3870
HOUSTON, TX
Past

October 12, 2001 - March 8, 2004

WADDELL & REED

RIA
CRD#: 866
TOPEKA, KS
Past

September 18, 2001 - March 8, 2004

WADDELL & REED

BD
CRD#: 866
OVERLAND PARK, KS
Past

July 30, 2001 - September 24, 2001

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

July 30, 2001 - September 24, 2001

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

June 26, 2000 - December 1, 2000

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

June 26, 2000 - December 1, 2000

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 7/10/2000
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


CC
CENTERRE CAPITAL LLC
CENTERRE CAPITAL LLC

CRD#: 148091 / SEC#: , 8-67960

BD
Terminated by SEC on 04/29/2017
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Contact information


Main Address
Mailing Address
Phone number
Established
Missouri since 05/26/2006
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
HOFF, DAVID MICHAELPRESIDENT, MANAGING MEMBER1058737
CHRISTY, ZEONIA MARIECCO4067924
JEHLE, JEANNE ANNFINOP4885198

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CENTERRE CAPITAL LLC

CRD#: 148091

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