Edward P. Mahoney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Peter Mahoney, who also goes by E Peter Mahoney, Peter E Mahoney, E Peter, E Petes, was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1973. Edward had worked at 14 firms and has passed the Series 63, SIE, Series 3, Series 5, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2010 - December 12, 2020
YOUNG AMERICA CAPITAL, LLC
August 12, 2003 - December 31, 2005
PRIME CAPITAL SERVICES, INC.
July 18, 2001 - November 1, 2002
SECOND STREET SECURITIES, INC.
July 21, 1998 - January 18, 2000
MFR SECURITIES, INC.
April 21, 1998 - July 27, 1998
KENMAR SECURITIES, L.P.
February 13, 1998 - April 23, 1998
PRIME CAPITAL SERVICES, INC.
December 17, 1996 - June 13, 1997
COMMERZ MARKETS LLC
October 7, 1996 - December 17, 1996
DRESDNER SECURITIES (USA) INC.
December 4, 1995 - September 24, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 6, 1995 - November 6, 1995
MFR SECURITIES, INC.
August 4, 1993 - February 27, 1995
WESTON CAPITAL MARKETS INC.
October 22, 1987 - May 4, 1993
MIZUHO SECURITIES USA LLC
October 22, 1985 - October 2, 1987
KLEINWORT BENSON NORTH AMERICA INC.
January 16, 1985 - September 13, 1985
MORGAN STANLEY DW INC.
February 24, 1984 - December 5, 1984
WESTPAC POLLOCK & CO. INC.
November 8, 1982 - January 4, 1984
WESTPAC POLLOCK & CO. INC.
November 20, 1980 - September 27, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 3, 1973 - January 26, 1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 11/18/1981
Interest Rate Options ExaminationSeries 1
Date: 6/27/1973
Registered Representative ExaminationCurrent Firm
YOUNG AMERICA CAPITAL, LLC
CRD#: 150443 / SEC#: , 8-68260
Contact information
FINRA licenses (30 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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