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Edward Eugene Mahon

CRD# 317262·Registered 1970 - 1999
Previously Registered: Being a previously registered professional could mean that Edward is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Edward Eugene Mahon was a registered financial advisor. Edward was a previously registered financial professional and started their career in finance 1970 - 1999. Edward had worked at 4 firms and has passed the Series 1 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

60 years in the financial services industry

Current & Past Employments

GREENWICH PARTNERS, LLC·CRD# 14074
BD
Stamford, CT
July 31, 1990 - October 8, 1999
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
New York, NY
January 23, 1973 - August 22, 1988
EDWARDS & HANLY·CRD# 6554
BD
April 27, 1971 - February 15, 1973
SCHWEICKART & CO.·CRD# 752
BD
March 12, 1970 - March 10, 1971

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Current Firm

GP
GREENWICH PARTNERS, LLC

GREENWICH PARTNERS, INC. | TAYLOR BYRNE SECURITIES, INC. | GREENWICH PARTNERS, LLC

CRD#: 14074 / SEC#: 8-30256
BD
Cancelled by SEC on 02/24/2003

Contact Information

Established

Delaware since 10/14/1999

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CHRISTIE, NEIL NORTONEXEC V.P.500360
GOODBODY, MICHAEL PIMEXEC V.P.225076
PACIFIC CONTINENTAL SECURITIES LIMITEDMEMBER—
SEXTON, THOMASPRES., MANAGING MEMBER419313
BOWE, ROBERT MICHAELCHIEF OPERATIONS OFFICER27145
FOSTER, WILLIAM JAMES IVEXEC V.P.2491633

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Mar 1966

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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