Edward E. Mahon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Eugene Mahon was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1970. Edward had worked at 4 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 31, 1990 - October 8, 1999
GREENWICH PARTNERS, LLC
January 23, 1973 - August 22, 1988
THOMSON MCKINNON SECURITIES INC.
April 27, 1971 - February 15, 1973
EDWARDS & HANLY
March 12, 1970 - March 10, 1971
SCHWEICKART & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/7/1966
Registered Representative ExaminationCurrent Firm
GREENWICH PARTNERS, LLC
CRD#: 14074 / SEC#: , 8-30256
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
