Brenda M. Mahon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brenda Marie Mahon was a registered financial professional .
Brenda is a previously registered financial professional and started their career in finance in 1972. Brenda had worked at 8 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2009 - September 4, 2020
TRINITY PORTFOLIO ADVISORS, LLC
July 8, 2005 - November 16, 2009
MML INVESTORS SERVICES, LLC
July 7, 2005 - November 16, 2009
MML INVESTORS SERVICES, LLC
August 2, 2001 - June 29, 2005
OSAIC FA, INC.
August 2, 2001 - June 29, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 2, 2001 - June 29, 2005
OSAIC FA, INC.
September 9, 1987 - August 16, 2001
MML INVESTORS SERVICES, LLC
December 28, 1978 - August 31, 1987
PRINCIPAL SECURITIES, INC.
February 24, 1978 - September 29, 1987
MORGAN STANLEY DW INC.
March 1, 1974 - February 24, 1978
REYNOLDS SECURITIES, INC.
February 22, 1972 - September 5, 1975
DUPONT WALSTON, INCORPORATED
Primary Firm SEC Registration
TRINITY PORTFOLIO ADVISORS, LLC
CRD#: 151721 / SEC#: 801-70663
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/12/1972
Registered Representative ExaminationCurrent Firm
TRINITY PORTFOLIO ADVISORS, LLC
CRD#: 151721 / SEC#: 801-70663
Contact information
SEC notice filing (15 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,268 |
| AUM (Assets Under Management) | $ 488,219,840 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2025 | ||
| 09/13/2024 | ||
| 10/27/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
