Miriam C. Weiler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Miriam C Weiler was a registered financial professional .
Miriam is a previously registered financial professional and started their career in finance in 2000. Miriam had worked at 3 firms and has passed the Series 63, SIE, Series 52, Series 62 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2011 - July 28, 2017
PURSHE KAPLAN STERLING INVESTMENTS
February 13, 2006 - March 16, 2018
NEW ENGLAND INVESTMENT & RETIREMENT GROUP, INC.
December 9, 2000 - February 4, 2011
COMMONWEALTH FINANCIAL NETWORK
June 19, 2000 - February 4, 2011
COMMONWEALTH FINANCIAL NETWORK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 8/21/2003
Corporate Securities Limited Representative ExaminationCurrent Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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