Neal J. Botelho
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Neal John Botelho was a registered financial professional .
Neal is a previously registered financial professional and started their career in finance in 1999. Neal had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2023 - December 10, 2024
COREBRIDGE CAPITAL SERVICES, INC.
August 9, 2021 - October 10, 2022
BRIGHTHOUSE SECURITIES, LLC
March 24, 2020 - April 2, 2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
December 10, 2019 - March 31, 2020
PRUCO SECURITIES, LLC.
May 14, 2015 - April 5, 2019
MML INVESTORS SERVICES, LLC
May 10, 2007 - April 3, 2015
METLIFE INVESTORS DISTRIBUTION COMPANY
April 1, 2006 - May 3, 2007
METLIFE INVESTORS DISTRIBUTION COMPANY
December 19, 2000 - April 1, 2006
TOWER SQUARE SECURITIES, INC.
March 15, 1999 - October 20, 1999
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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