Timothy C. Cox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Charles Cox, who also goes by Chuck Cox, T. Charles Cox, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1999. Timothy had worked at 6 firms and has passed the Series 63, Series 82TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2019 - March 5, 2020
CHARLES TOWNE SECURITIES, LLC
May 4, 2006 - April 29, 2009
MORGAN KEEGAN & COMPANY, LLC
September 20, 2004 - May 15, 2006
THE ORR GROUP, LLC
April 7, 2004 - October 4, 2004
SALEM PARTNERS LLC
April 1, 1999 - May 16, 2000
WACHOVIA SECURITIES, INC.
March 26, 1999 - April 1, 1999
WACHOVIA CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 82TO
Date: 8/8/2019
Limited Representative-Private Securities OfferingsCurrent Firm
CHARLES TOWNE SECURITIES, LLC
CRD#: 172278 / SEC#: , 8-69505
Contact information
FINRA licenses (8 States and Territories)
Documents
Red Flags
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