Richard H. Scurlock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Hampton Scurlock III, who also goes by Hampton Scurlock, Richard III Scurlock, was a registered financial advisor .
Richard is a previously registered financial advisor and started their career in finance in 1999. Richard had worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2011 - September 28, 2015
RETIREMENT TAX ADVISORY GROUP
October 25, 2007 - December 31, 2010
RETIREMENT TAX ADVISORY GROUP
November 10, 2003 - August 10, 2004
SYNERGY INVESTMENT GROUP, LLC
April 18, 2001 - May 9, 2002
AMERITAS INVESTMENT COMPANY, LLC
June 15, 1999 - April 17, 2001
IDS LIFE INSURANCE COMPANY
June 15, 1999 - April 17, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
March 12, 1999 - June 22, 1999
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
RETIREMENT TAX ADVISORY GROUP
CRD#: 145285 / SEC#:
Contact information
Red Flags
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