Lynne Broza

C & G FINANCIAL

Tinton Falls, NJ 07724

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CRD#: 3172036

Professional summary

Lynne Broza is a registered financial advisor currently at C & G FINANCIAL, LLC located in Tinton Falls, New Jersey.

Lynne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Lynne has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HOUSEN FINANCIAL POSITION: PRODUCER NATURE: FIXED INSURANCE INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 09/29/1999 ADDRESS: 345 WOODMERE AVE, NEPTUNE NJ 07753 DESCRIPTION: REFER CLIENTS TO HOUSEN FINANCIAL LEGAL AID SOCIETY OF MONMOUTH COUNTY POSITION: Life Trustee, no voting rights NATURE: Provides free legal services INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2013 ADDRESS: P.O. Box 86, Asbury Park NJ 07712 DESCRIPTION: Life trustee, no voting rights

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynne Broza's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 3, 2007 - Present

C & G FINANCIAL, LLC

Office #1: 730 Hope Road, Tinton Falls, NJ 07724

RIA

CRD#: 121771

Tinton Falls, NJ

Past

June 4, 2012 - April 12, 2017

CAPITAL ANALYSTS

RIA

CRD#: 162200

MANASQUAN, NJ

Past

June 1, 2012 - April 12, 2017

LINCOLN INVESTMENT

RIA

CRD#: 519

MANASQUAN, NJ

Past

June 1, 2012 - April 12, 2017

LINCOLN INVESTMENT

CRD#: 519

MANASQUAN, NJ

Past

October 2, 2002 - December 31, 2003

C & G FINANCIAL, LLC

RIA

CRD#: 121771

TOMS RIVER, NJ

Past

July 26, 2002 - June 1, 2012

CINCINNATI ANALYSTS, INC.

RIA

CRD#: 5478

MANASQUAN, NJ

Past

March 7, 2000 - June 1, 2012

CINCINNATI ANALYSTS, INC.

CRD#: 5478

MANASQUAN, NJ

Past

February 3, 1999 - December 31, 1999

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(4/3/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/13/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/2/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 2/2/1999

Investment Company Products/Variable Contracts Representative Examination

Current Firm

C & G FINANCIAL, LLC

CRD#: 121771 / SEC#:

New Jersey

Registered Investment Advisory firm - (6/7/1999 Approved)

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Contact information

Main Address

730 Hope Road, Tinton Falls, NJ 07724

Mailing Address

Phone number

(732) 676-4100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lynne Broza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lynne Broza's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL ANALYSTS

LINCOLN INVESTMENT

LINCOLN INVESTMENT

C & G FINANCIAL, LLC

CINCINNATI ANALYSTS, INC.

CINCINNATI ANALYSTS, INC.

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 65

Date: 12/13/1999

Series 63

Date: 2/2/1999

SIE

Date: 4/12/2017

Series 6

Date: 2/2/1999

Current Firm

C & G FINANCIAL, LLC

Contact information

Documents

Red Flags

Company Information

C & G FINANCIAL, LLC

TRUST BUT VERIFY

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