Kai A. Lamb
Professional summary
Kai Albert Lamb, CFP®, who also goes by Kai Lamb, is a registered financial advisor currently at SOLARIS PRIVATE WEALTH MANAGEMENT located in Austin, Texas.
Kai is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kai has worked at 2 firms and has passed the Series 66, Series 31, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kai Albert Lamb's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2012
Experience
May 12, 2006 - Present
SOLARIS PRIVATE WEALTH MANAGEMENT
Office #1: 6500 River Place Blvd Bldg 7 Suite 250, Austin, TX 78730May 12, 2006 - December 31, 2010
SOLARIS PRIVATE WEALTH MANAGEMENT
May 19, 2003 - June 1, 2006
MORGAN STANLEY DW INC.
April 2, 2003 - June 1, 2006
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/12/2006)
(5/14/2009)
Exams
Current Firm
SOLARIS PRIVATE WEALTH MANAGEMENT
CRD#: 140180 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 88 |
| AUM (Assets Under Management) | $ 36,704,995 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
