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Thomas R. Fairfax

HIGHLAND CONSULTING ASSOCIATES
CLEVELAND, OH 44145-8132
CRD#: 3172004
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Thomas Randall FairfaxHIGHLAND CONSULTING ASSOCIATES

Professional summary


Thomas Randall Fairfax, who also goes by Randy Fairfax, T Randall Fairfax, Thomas R Fairfax, is a registered financial advisor currently at HIGHLAND CONSULTING ASSOCIATES INC. located in Cleveland, Ohio.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Thomas has worked at 4 firms and has passed the Series 63, Series 7 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Randy Fairfax | T Randall Fairfax | Thomas R Fairfax

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Thomas Randall Fairfax's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 24, 2024 - Present

HIGHLAND CONSULTING ASSOCIATES INC.

Office #1: 159 Crocker Park Blvd., Suite 350, Cleveland, OH 44145-8132
RIA
CRD#: 109834
CLEVELAND, OH
Past

January 6, 2004 - April 1, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA
CRD#: 6694
CLEVELAND, OH
Past

December 19, 2003 - April 1, 2004

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL
Past

February 21, 2003 - November 30, 2006

FAMILY WEALTH COUNSELORS, INC. (NOT "WAELTH")

RIA
CRD#: 119970
CLEVELAND, OH
Past

February 27, 2001 - January 7, 2004

LPL FINANCIAL LLC

RIA
CRD#: 6413
CLEVELAND, OH
Past

February 12, 1999 - January 7, 2004

LPL FINANCIAL LLC

BD
CRD#: 6413
FORT MILL, SC

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HC
HIGHLAND CONSULTING ASSOCIATES INC.
HIGHLAND CONSULTING ASSOCIATES INC.

CRD#: 109834 / SEC#: 801-46040

RIA
Registered Investment Advisory firm - (3/18/1994 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(2/3/2025)
IAR
Texas
(12/24/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 3/30/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


HC
HIGHLAND CONSULTING ASSOCIATES INC.
HIGHLAND CONSULTING ASSOCIATES INC.

CRD#: 109834 / SEC#: 801-46040

RIA
Registered Investment Advisory firm - (3/18/1994 Approved)
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Contact information


Main Address
159 Crocker Park Blvd., Suite 350, Cleveland, OH 44145-8132
Mailing Address
Phone number
(440) 808-1500
Established
Firm type
Fiscal year end
# of Employees
28

SEC notice filing (7 States and Territories)


Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/18/2026)

Regulatory assets under management


Total Number of Accounts468
AUM (Assets Under Management)$ 21,929,961,838

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HIGHLAND CONSULTING ASSOCIATES INC.

CRD#: 109834Cleveland, OH 44145-8132

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